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  1. 19 March 2015


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  2. 19 October 2015

    What we offer

    #1735 As a member of the FMA team, you’ll take part in cutting-edge regulatory work that benefits all New Zealanders. We have a clearly defined strategic focus and offer challenging, interesting work and diverse learning opportunities. Because we often work in cross-functional project teams, there’s lots of opportunity to meet and work alongside a range of different people, with the opportunity to up skill on the job. Aside from the learning opportunities...


  3. 12 November 2015

    Who needs to comply

    Generic Content Who needs to comply All auditors and audit firms who perform issuer audits will need to comply with the Auditor Regulation Act 2011. Individuals who perform issuer audits will need to hold a licence. Audit firms who perform issuer audits must be registered, and must ensure that for each issuer audit: the engagement partner holds a licence an individual who carries out the quality control review of key decisions and judgements (before the repo...


  4. 21 November 2016

    Regulatory reporting

    The purpose of annual reporting is to collect information from the market to help us understand the people and businesses we regulate.  It ensures our information is current and it helps us to prioritise our future monitoring and regulatory activities. The purpose of annual reporting is to collect information from the market to help us understand the people and businesses we regulate.  It ensures our informatio...


  5. 26 November 2014

    New Chair of Financial Markets Authority

    Paul Goldsmith26 November, 2014 Commerce and Consumer Affairs Minister Paul Goldsmith today announced the appointment of Murray Jack as the new chair of the Financial Markets Authority (FMA). “I am very pleased that Mr Jack has agreed to take on this crucial role,” Mr Goldsmith says. “With extensive experience in both senior management and governance roles in the financial sector, Mr Jack has good credentials to chair the FMA. Mr Jack is former chair of the board of Deloitte New Zealand...


  6. 28 August 2013

    Financial Markets Conduct Bill passes third reading

    Craig Foss28 August 2013 Commerce Minister Craig Foss has today welcomed the passage of major law reform aimed at improving financial market conduct and restoring investor confidence in New Zealand’s financial markets. “The passage of the Financial Markets Conduct Bill today is a significant milestone and the result of a comprehensive review of securities law. It addresses the lessons from the global financial crisis and the failure of finance companies and also picks up many of the rec...


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