Media releases – 2017

Found 762 results. Displaying page 38 of 51

1. 16 April 2015

   The FMA completes Memorandum of Understanding with all NZ’s Dispute Resolution Schemes

   FMA has recently signed MOUs with the ISO and the BOS. This follows the completion of MOUs with the FDRS and FSCL last year. The FMA and the dispute resolution schemes already enjoy a cooperative relationship and these MOUs formalise and enhance that collaboration.
2. 14 April 2015

   Better information for investors as new disclosure documents take shape

   Information for investors will now be provided in a format that is easier-to-understand and more accessible than before. The way that financial products are made available to the public has been overhauled under the FMC Act. The first New Zealand financial products to be offered under the new regulations have started to appear on the ‘Disclose’ website this month.
3. 23 March 2015

   New-look FMA website provides improved search and navigation for businesses

   FMA has launched a refreshed website, making it easier for regulated businesses to quickly find the information they need.
4. 12 March 2015

   FMA warns firm under Anti-Money Laundering and Countering Financing of Terrorism Act

   FMA has issued a formal warning to MSL Capital Markets Limited - FSP225586 (MSL) under section 80 of the AML/CFT Act.
5. 9 March 2015

   FMA spells out practical approach to supervision responsibilities under new law

   FMA has spelt out its practical approach to its supervision responsibilities, as the financial services and markets regulator increases the emphasis on supervision under the newly-effective FMC Act 2013.
6. 3 March 2015

   FMA welcomes opportunity to review financial advice laws

   FMA welcomes today’s announcement by the Minister of Commerce and Consumer Affairs, Paul Goldsmith, about the review of legislation governing financial advisers.
7. 27 February 2015

   FMA warns public to be wary of misleading advertising promoting “risk-free, money-back investments”

   FMA is warning people to beware of a company offering a risk-free, high-return investment programme.
8. 17 February 2015

   FMA settlement reached over Westpac rural interest rate swaps

   FMA has reached a settlement with Westpac regarding the sale, promotion and marketing of interest rate swaps to some rural customers.
9. 13 February 2015

   Action against non-filing of financial statements pays off

   A new report released today by FMA shows the proportion of companies filing their financial statements on time has improved significantly since the FMA’s initial review in 2014.
10. 28 January 2015

    FMA and NZX sign Memorandum of Understanding

    FMA and NZX have signed a Memorandum of Understanding. The MoU sets out the framework for engagement and co-operation between the FMA and NZX, taking into account their complementary regulatory responsibilities for New Zealand’s capital markets.
11. 23 January 2015

    FMA warns individual trader over online market manipulation

    FMA has issued a warning to an individual online trader in relation to suspected market manipulation trading conduct.
12. 22 December 2014

    FMA welcomed onto global forum for independent auditor oversight

    The FMA has been accepted on to the International Forum of Independent Audit Regulators (IFIAR), in recognition of the robust oversight system the FMA has established in New Zealand.
13. 18 December 2014

    FMA warns: beware of misleading advertising promoting UK pension scheme transfers

    The FMA has been monitoring promotional materials and advertisements that encourage people to transfer their UK pension scheme entitlements, and has requested that certain materials be removed from publication.
14. 17 December 2014

    FMA closes South Canterbury Finance Limited inquiries

    FMA has closed its inquiries into potential civil claims relating to South Canterbury Finance Limited (SCF). After careful consideration, the FMA has decided not to take any further action. Read more.
15. 11 December 2014

    FMA publishes its first medium-term strategic risk outlook

    FMA published its seven-point strategic risk outlook, identifying the areas where it will apply the majority of its regulatory effort in the medium-term. The priorities will direct the FMA’s work in licensing, supervision, compliance and enforcement.