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Media releases – 2012

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Found 734 results. Displaying page 33 of 49

2 October 2015

The FMA publishes first annual report under the new regulatory regime

The Financial Markets Authority (FMA) chief executive Rob Everett has told a trans-Tasman audience that it will be four to five years before New Zealand sees the full economic and business benefits of the new financial services regulatory regime.
30 September 2015

SPG and SPGI director pleads guilty to FMA charges

Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by FMA, relating to his involvement as director of Strategic Planning Group Limited (SPG) and SPG Investment Company No.1 Limited (SPGI).
25 September 2015

Fourth and final director sentenced in OPI Pacific Finance case

A former director of OPI Pacific Finance, David Mark Anderson, has been sentenced in the Auckland High Court for misleading investors. Read more.
23 September 2015

Third director sentenced in OPI Pacific Finance case

A former director of OPI Pacific Finance Limited, Craig Robert White, has been sentenced in the Auckland High Court. Read more.
18 September 2015

Sentences delivered in OPI Pacific Finance case

Two former directors of OPI Pacific Finance Limited, Mark Lawrence Lacy and Jason Robert Duncan Maywald, have been sentenced in the Auckland High Court. Read more.
18 September 2015

Third guilty plea entered in OPI Pacific Finance case

A former director of OPI Pacific Finance, Craig Robert White, has pleaded guilty to misleading investors in a prosecution taken by the FMA. Read more.
8 September 2015

FMA chief executive looks forward, to long-term benefits of new regulation

The full range and depth of economic and business benefits would come following a sustained period of adaptation by the FMA, firms, professionals, and investors, lasting up to five years.
1 September 2015

KiwiSaver and beyond – turning a lump sum into a smooth income

A survey of New Zealanders approaching retirement has found one in four people are unsure of how to manage the money in their KiwiSaver funds when they reach 65.
28 August 2015

FMA releases enforcement and investigations report 2015

The Financial Markets Authority (FMA) has published its enforcement and investigations report for the year ending 30 June 2015.
27 August 2015

FMA encourages people to get their KiwiSaver fighting fit during Money Week

The FMA has launched its plans for Money Week 2015. This year the FMA wants people to complete an online health check of their KiwiSaver by answering five simple questions to make sure they are tuned in to their KiwiSaver investment.
21 August 2015

Guilty pleas entered in OPI Pacific Finance case

Two former directors of OPI Pacific Finance, Mark Lawrence Lacy and Jason Robert Duncan Maywald, have pleaded guilty to two charges under the Securities Act 1978 in a prosecution commenced by the FMA in 2013. Read more.
14 August 2015

FMA secures interim asset preservation orders over PTT Limited and Steven Robertson

FMA has obtained interim asset preservation orders over the assets of PTT Limited, Steven Robertson and associated entities, from the High Court in Auckland. Read more.
12 August 2015

Life after work - ready or not

A new study shows that almost half of people over 50 years old have yet to figure out how they will reach their retirement goals. While four in ten people who have already retired, did so without a financial plan for their retirement.
3 August 2015

Belinda Moffat decides to leave FMA after three years leading enforcement

The Financial Market’s Authority (FMA) has announced that Belinda Moffat has decided to leave the FMA after three and a half years leading the FMA’s enforcement team.
31 July 2015

FMA files civil proceedings against portfolio manager for alleged market manipulation

The Financial Markets Authority (FMA) has issued civil proceedings in the High Court seeking pecuniary penalties against Mr Mark Warminger for trading carried out while employed by Milford Asset Management Limited (Milford). The trading occurred between December 2013 and August 2014.