Media releases – 2010

Found 762 results. Displaying page 41 of 51

1. 19 February 2014

   Charges laid against contributory mortgage brokers

   The Financial Markets Authority (FMA) has charged two contributory mortgage brokers (Prudential Mortgage Limited and First Mortgage Investments Limited) with failing to deliver annual reports. Read more.
2. 17 December 2013

   FMA guidance helps consumers access financial advice

   The Financial Markets Authority has released guidance documents to help financial advisers give high-quality personalised advice.
3. 5 December 2013

   FMA releases audit quality report

   The Financial Markets Authority (FMA) says its first audit quality review shows there is work to be done to meet the required standards.
4. 5 December 2013

   FMA releases stakeholder feedback report

   The Financial Markets Authority (FMA) has released the findings of the 2013 FMA stakeholder feedback report.
5. 28 November 2013

   FMA announces new Chief Executive

   The Financial Markets Authority (FMA) has appointed Rob Everett as its new Chief Executive, effective 3 February 2014.
6. 15 November 2013

   David Ross sentenced for New Zealand’s largest ever Ponzi

   David Robert Gilmour Ross (63) has been sentenced in the Wellington District Court to 10 years and 10 months of imprisonment following a joint agency investigation by the SFO and the FMA. Read more.
7. 5 November 2013

   Charges laid against directors of OPI Pacific Finance

   FMA has laid charges against four directors of OPI Pacific Finance Limited (in receivership and in liquidation). Read more.
8. 30 October 2013

   Disclosure documents need to improve

   A report by the Financial Markets Authority (FMA) into prospectuses and investment statements (disclosure documents) highlights the need for issuers to lift their game.
9. 24 October 2013

   KiwiSaver assets jump 30 percent to top $16.5b

   The Financial Markets Authority (FMA) says assets invested in KiwiSaver have passed $16.5 billion, up nearly $4 billion, or 30 percent, on last year.
10. 16 October 2013

    FMA cancels prospectus

    The Financial Markets Authority (FMA) has cancelled the combined offer document of FMP Medical Services Limited (FMP) because it believes it is false or misleading. FMA is also of the view that the offer document is likely to deceive, mislead or confuse. Read more.
11. 9 September 2013

    FMA announcement on finance company cases

    The Financial Markets Authority (FMA) has announced that it has completed investigations into four of its remaining finance company cases.
12. 5 September 2013

    Joint investigation results in charges for Strategic Planning Group

    Following a joint investigation into the activities of Auckland based company Strategic Planning Group Limited (SPG), the SFO and FMA have laid charges against former financial adviser Andrew Hrothgar Robinson. Read more.
13. 29 August 2013

    David Ross pleads guilty

    Wellington financial adviser David Robert Gilmour Ross (63) today pleaded guilty in the Wellington District Court to charges laid by the SFO and the FMA. Read more.
14. 26 August 2013

    New website and Twitter account for FMA

    The Financial Markets Authority (FMA) has launched two communication tools which will enhance the way it works with market participants, investors and the media.
15. 23 August 2013

    FADC decision on Stephen Musaphia

    The Financial Advisers Disciplinary Committee (FADC) has released its decision into FMA’s complaint against Stephen Musaphia.