Media releases – 10

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1. 28 September 2012

   FMA completes licensing of Securities Trustees and Statutory Supervisors

   The Financial Markets Authority (FMA) has concluded the licensing process for Securities Trustees and Statutory Supervisors with decisions on three further applicants.
2. 19 September 2012

   FMA announces licensing of Securities Trustees and Statutory Supervisors

   The Financial Markets Authority (FMA) has announced the granting of nine licences to Securities Trustees and Statutory Supervisors. The successful licensees are:
3. 10 September 2012

   FMA welcomes High Court ruling on Perpetual

   High Court's judgment ruled that FMA can retain documents relating to its inquiries into Perpetual Trust Limited. Perpetual had previously brought a challenge against FMA's information-gathering notices, alleging they were unlawful. Read more.
4. 7 September 2012

   New designated settlement system

   The Reserve Bank of New Zealand and the Financial Markets Authority (FMA) have announced that the NZ Clear Settlement System has been declared a designated settlement system under Part 5C of the Reserve Bank of New Zealand Act.
5. 3 September 2012

   FMA releases final guidance on non-GAAP financial information

   The Financial Markets Authority (FMA) has released its final guidance note on the disclosure of non-GAAP financial information.
6. 31 August 2012

   FMA proposes overhaul of rules around property proportionate ownership schemes

   The Financial Markets Authority has announced its proposal to overhaul the class exemption notice for Real Property Proportionate Ownership Schemes.
7. 30 August 2012

   FMA welcomes Belgrave Finance sentencing

   Mr Buckley was sentenced to three years in prison after he pleaded guilty to 25 charges under the Securities Act, Crimes Act and the Companies Act. Read more.
8. 30 August 2012

   FMA's first year - oversight of market conduct report

   The Financial Markets Authority has published its first report on the key issues and themes to emerge from market oversight activities in the first 12 months since it was established.
9. 17 August 2012

   FMA welcomes ruling on asset preservation orders

   The Court of Appeal has dismissed an appeal by the trustees of the KA3 and KA4 trusts on interim asset preservation orders obtained by FMA. Read more.
10. 9 August 2012

    New Chair for Financial Adviser Code Committee

    The Code Committee for Authorised Financial Advisers (AFAs) has elected David Ireland as Chair for the next 12 months.
11. 27 July 2012

    FMA welcomes National Finance guilty verdict

    Ms Braithwaite was found guilty on one charge of making untrue statements in a prospectus for National Finance 2000 Ltd. Read more.
12. 5 July 2012

    FMA action to recover $25 million in related party loans

    FMA confirmed its continued engagement with Perpetual Trust Limited to recover $25 million in related party loans made by Perpetual Cash Management Fund. Read more.
13. 2 July 2012

    Trans-Tasman mutual recognition of financial advisers announced

    The Australian Securities & Investments Commission (ASIC) and New Zealand's Financial Markets Authority (FMA) have announced mutual recognition arrangements for Australian and New Zealand financial advisers.
14. 25 June 2012

    FMA consults on guidance on KiwiSaver sales and distribution

    The Financial Markets Authority is consulting on draft guidance for people involved with the sale and distribution of KiwiSaver schemes.
15. 8 June 2012

    FMA releases final guidance on Effective Disclosure

    The Financial Markets Authority (FMA) has released its final guidance note for issuers, directors and advisers on Effective Disclosure.