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Found 734 results. Displaying page 26 of 49

12 December 2017

Investor Alert: Final call for eligible investors in the Hanover settlement to make a claim before 16 February 2018

FMA strongly encourages eligible investors of Hanover, or family members of eligible investors, who still need to claim their money, to contact the Hanover distribution team at Deloitte. Read more.
12 December 2017

Accredited Body Reports published

The Financial Markets Authority (FMA) has today published the accredited body reports for the New Zealand Institute of Chartered Accountants (NZICA) and CPA Australia.
30 November 2017

FMA publishes revised investor capability strategy

The Financial Markets Authority (FMA) has revised its 2015 investor capability strategy based on the insights gained about New Zealand investors during the last two years.
29 November 2017

Key Audit Matters – A ‘stock take’ of the New Zealand experience

The External Reporting Board (XRB) and Financial Markets Authority (FMA) have published the results of their joint analysis of Key audit matters – A stock-take of the first year in New Zealand.
27 November 2017

FMA publishes first peer-to-peer/crowdfunding statistical returns

The Financial Markets Authority (FMA) today published its first statistical report on peer-to-peer lending and crowdfunding in New Zealand.
24 November 2017

FMA issues formal AML/CFT warning to Fullerton Markets

The FMA has issued a formal warning to Fullerton Markets Limited under Section 80 of the AML/CFT Act. read more.
23 November 2017

FMA publishes 2017 Audit Quality Report/directors’ guide

The FMA’s 2017 Audit Quality Report shows that since the FMA began these reviews in 2013, all audit firms now have systems and policies in place to deliver high-quality audits.
21 November 2017

FMA releases KiwiSaver Tracker

The FMA KiwiSaver Tracker uses the information KiwiSaver providers give investors through their quarterly fund updates and via the Companies Office’s Disclose Register.
16 November 2017

FMA urges investors to know scam warning signs

In October 2017 the FMA recorded the highest number of monthly calls about fraud, scams and cold calls for more than two years. Check before you invest.
15 November 2017

Outcome of FMA investigation into Goldman Sachs NZ Ltd

The Financial Markets Authority (FMA) has concluded an investigation into certain trading activity by Goldman Sachs New Zealand LTD (GS). The GS investigation was prompted by concerns arising from an investigation into trading by Mark Warminger and Milford Asset Management. Read more.
26 October 2017

FMA files Crimes Act charges against Steven Robertson

The FMA has filed criminal charges against Steven Robertson in the Auckland District Court under the Crimes Act 1961. Read more.
25 October 2017

FMA commentary on ICOs and cryptocurrencies

Investors must understand the risks involved with cryptocurrencies and associated services before they invest. Read more.
19 October 2017

The FMA and ASIC confirm trans-Tasman collaborative approach to fintech

The Financial Markets Authority (FMA) and the Australian Securities and Investment Commission (ASIC) have reaffirmed their commitment to collaboration and cooperation on the expanding opportunities in fintech and innovation.
18 October 2017

FMA allows personalised robo-advice; applications open early 2018

The Financial Markets Authority (FMA) has decided to grant an exemption to enable personalised robo-advice and is publishing the responses to its earlier consultation. Read more.
11 October 2017

Bank Bill Benchmark Rate guidance and overview published by FMA

The Financial Markets Authority (FMA) published today guidance on conduct and expected controls in relation to trading that sets the Bank Bill Benchmark Rate (BKBM) and closing rates. Alongside this, the FMA is also publishing an overview of BKBM and benchmarks, their purpose and how they are regulated.