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Page last updated: 09 September 2024

Warnings and alerts

This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.

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Found 630 results. Displaying page 35 of 42

  1. 18 August 2017

    Financial Markets Commission Board

    Financial Markets Commission Board is claiming to be a financial services regulator and endorsing products and services from questionable sources.

  4. 6 July 2017

    GC Venture Capital (GC)

    Financial Conduct Authority (FCA) issued a warning that GC Venture Capital is an unregistered entity.

  5. 12 June 2017

    24Options

    24Options is not registered to offer financial services in New Zealand.

  7. 26 April 2017

    JJ Matthias Asset Management

    JJ Matthias Asset Management is not registered as a Financial Service Provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.

  9. 19 April 2017

    Opteck

    Opteck is not registered in New Zealand to offer financial services in New Zealand.

  10. 10 March 2017

    Hedgestone Group

    The Manitoba Securities Commission warned that Hedgestone Group is an unregistered entity.

  12. 9 February 2017

    Capital Trust Management

    Capital Trust Management is not registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.

  13. 7 February 2017

    OptionsXO

    Warning issued by the Australian Securities and Investment Commission against conducting business with OptionsXO

  15. 17 January 2017

    Horizon Holdings Limited

    Horizon Holdings Limited is not incorporated in New Zealand nor registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.