Warnings and alerts

Found 632 results. Displaying page 34 of 43

1. 4 May 2018

   Securities and Acquisition Conduct Commission

   The Securities and Acquisition Conduct Commission is not a legitimate financial services regulator in New Zealand.

2. 16 April 2018

   Crafters & Co. Limited and Hadleigh Petherick

   Misleading or deceptive statements regarding financial position included in an investment memorandum for Crafters & Co. Limited which was used as part of a crowdfunding campaign.

3. 12 April 2018

   Monetary Exchange Commission of New Zealand

   The Monetary Exchange Commission of New Zealand is not a valid financial services regulator in New Zealand.

4. 11 April 2018

   Redfield Markets Limited

   Plus Option (trading name) is not registered to provide financial services in New Zealand.

5. 5 April 2018

   Markets Trading Ltd

   The Financial Conduct Authority (FCA), in the UK, issued a warning that Markets Trading Ltd is not authorised by the FCA and they believe it is carrying on regulated activities which require authorisation.

6. 28 March 2018

   Sajid Abdul Sattar Shaikh, director of Golden Tangent Holdings Limited

   We are of the view that Mr Shaikh provided false information to the FMA when applying for re-registration on the Financial Service Providers Register for a company that he was a director of.

7. 21 March 2018

   lansforex.com

   www.lansforex.com is not operated by nor associated with the Lan’s Enterprise Limited, and it is displaying Lan’s Enterprise Limited’s company and FSPR registration details without authority.

8. 1 March 2018

   Financial Investments and Conduct Commission

   Kapuni Ventures is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.

9. 27 February 2018

   Oproserv Limited

   FMA notes a recent warning by the Australian Securities and Investments Commission (ASIC) in relation to Oproserv Limited.

10. 20 February 2018

    Foreign Investment and Conduct Commission

    Foreign Investment and Conduct Commission is not a valid financial services regulator in New Zealand.

11. 18 January 2018

    Capital Strategy Partners (CSP)

    CSP is not registered as a financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.

12. 17 January 2018

    GSI Markets

    The Financial Conduct Authority in the UK warns that GSI Markets is not authorised to provide financial services or products.

13. 17 November 2017

    Bridge Capital Advisors

    The Australian Securities and Investments Commission (ASIC) warn that Bridge Capital Advisors could be involved in a scam and is an unlicensed entity in Australia.

14. 16 November 2017

    US International Investment Trade Authority

    The US International Investment Trade Authority is falsely claiming to be a financial services regulator and endorsing products and services from questionable sources.

15. 13 October 2017

    The Financial Service Provider Commission (FSPC)

    The Financial Service Provider Commission is claiming to be a financial services regulator and endorsing products and services from questionable sources.