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Page last updated: 09 September 2024

Warnings and alerts

This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.

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Found 636 results. Displaying page 34 of 43

  2. 18 May 2018

    Anahera and Partners

    Anahera and Partners is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.

  4. 11 May 2018

    Managed Forex Hub Limited

    We have issued a formal warning to Andrew James Sturge, the sole director and shareholder of Managed Forex Hub Limited under s 9 of the Financial Markets Authority Act 2011.

  6. 16 April 2018

    Crafters & Co. Limited and Hadleigh Petherick

    Misleading or deceptive statements regarding financial position included in an investment memorandum for Crafters & Co. Limited which was used as part of a crowdfunding campaign.

  8. 11 April 2018

    Redfield Markets Limited

    Plus Option (trading name) is not registered to provide financial services in New Zealand.

  9. 5 April 2018

    Markets Trading Ltd

    The Financial Conduct Authority (FCA), in the UK, issued a warning that Markets Trading Ltd is not authorised by the FCA and they believe it is carrying on regulated activities which require authorisation.

  11. 21 March 2018

    lansforex.com

    www.lansforex.com is not operated by nor associated with the Lan’s Enterprise Limited, and it is displaying Lan’s Enterprise Limited’s company and FSPR registration details without authority.

  13. 27 February 2018

    Oproserv Limited

    FMA notes a recent warning by the Australian Securities and Investments Commission (ASIC) in relation to Oproserv Limited.

  15. 18 January 2018

    Capital Strategy Partners (CSP)

    CSP is not registered as a financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.