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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1608 results. Displaying page 51 of 108

  1. 5 June 2019

    Kiwi Wealth Limited Amendment Notice 2019

    KiwiSaver Default Provider (Kiwi Wealth) Notice - fee can be changed by a default provider by introducing a maximum amount
    Tags
    Managed funds, Ways to invest, Investing, Consumer
    Type
    PDF, Notice

  4. 20 May 2019

    Audit Quality Perceptions - research summary 2019

    The FMA commissioned Buzz Channel to conduct research to help understand how users of audit services in New Zealand perceive auditors’ contribution to fair, efficient and transparent NZ financial markets.
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF, Research

  5. 14 May 2019

    5 Most Expensive Trials - OIA response

    OIA response, dated 14 May 2019, regarding the FMA’s five most expensive trials, what they involved and a summary of costs
    Tags
    FMA
    Type
    PDF, OIA

  6. 1 May 2019

    Audit Quality Perceptions Research report 2019

    The overall aim of this research is to inform FMA of public and industry perceptions of the audit quality in NZ and enable them to target work to increase understanding of the auditor’s role, strengthen perceived value of that role, along with knowledge of the FMA’s role of oversight and regulationof auditors.
    Tags
    Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  7. 1 May 2019

    Financial reporting reviews 2019

    This statement outlines our approach to financial reporting reviews, and highlights selected areas of interest for 2019/20 reviews.
    Tags
    Reports and Papers, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Roles, Business, News & Insights, Peer-to-peer lending service providers
    Type
    PDF, Financial reporting

  11. 15 April 2019

    2019 Annual Letter of expectations

    Annual letter of expectations from the Minister April 2019
    Tags
    Annual letter of expectations from the Minister, FMA
    Type
    PDF

  13. 9 April 2019

    Mark Talbot - Enforceable Undertaking

    Mr Talbot has offered this enforceable undertaking following an investigation made by the FMA into his trading of shares in VMob Group Limited (VMob). 3 April 2019.
    Tags
    Enforceable Undertaking, Enforcement
    Type
    PDF