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30 January 2024

Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2 2024

Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2/2024
30 January 2024

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1 2024

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1/2024
21 December 2023

Exemption Notice - Financial Markets Conduct (Climate Statements – Stride Property Group) 2023

The Notice permits SPG to prepare consolidated climate statements for the purposes of Part 7A of Act instead of each of SIML and SPL having to prepare individual climate statements.
20 December 2023

FMA censures Go Financial Solutions for breaching its licence obligations Tagalog translation

FMA censures Go Financial Solutions for breaching its licence obligations - Tagalog translation
19 December 2023

Financial Markets Conduct BGC Partners Australia Pty Limited Exemption Notice 2023

The Notice exempts BGC Partners (Australia) Pty Limited from the requirement under section 310 of the FMC Act to have a licence to operate a financial product market in New Zealand, subject to conditions.
15 December 2023

Financial Market Infrastructures Act Designation Notice (ASXCF) 2023

Financial Market Infrastructures Act Designation Notice (ASXCF) 2023
13 December 2023

Financial Markets Conduct FSM Listing Rules Approval of Rule Change Notice 2023

This notice is the Financial Markets Conduct (FSM Listing Rules) Approval of Rule Change Notice 3/2023.
13 December 2023

SGX DT Obligations Review 2023

Market operator obligations review SGX-DT. Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2022 to 30 June 2023.
8 December 2023

Accredited body report - CPA Australia 2023

Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2022 to 30 June 2023
8 December 2023

Accredited body report - NZICA 2023

Accredited body report - NZICA 2023
8 December 2023

McEwen and Associates Permanent Stop Order

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has made a permanent stop order against David Elgar McEwen and entities associated with him (McEwen and Associates).
5 December 2023

FMA Annual Report 2023

Financial Markets Authority 2023 Annual Report
5 December 2023

Ease of Doing Business Report 2023

FMA Ease of Doing Business Report following research 2023
5 December 2023

Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report
30 November 2023

Consultation agreement between the financial markets authority New Zealand (FMA) and the Financial Markets Standards Board (FMSB)

FMSB and the FMA have strong shared interests in maintaining, and where appropriate improving, the operation of wholesale FICC markets and this underpins the close strategic and working relationship set out in this Consultation Agreement.