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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1643 results. Displaying page 5 of 110

  1. 23 October 2024

    DIMS Sector Insights 2024

    Insights from our 2022-2024 monitoring of the Discretionary Investment Management Service (DIMS) sector

  6. 18 October 2024

    FMIA Guidance Oct 2024 Designations

    This guidance explains the roles of the Reserve Bank and Financial Markets Authority, and the approach the two agencies take when FMIs are designated that can be found here

  8. 16 October 2024

    Guidance on winding up requirements for registered schemes

    This document is for Supervisors and Managers of registered schemes. It provides guidance on the requirements in section 212 (Initial steps in winding up of registered scheme) and section 213 (Winding-up report) of the Financial Markets Conduct Act 2013.

  10. 14 October 2024

    AML/CFT Programme Guideline

    This guideline is designed to help you develop and implement your anti-money laundering and countering financing of terrorism programme (programme) under the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act 2009 (the Act).

  14. 9 October 2024

    XRB MOU

    MOU between XRB and FMA

  15. 7 October 2024

    FMA v AA Insurance Ltd

    Judgement of AA Insurance to pay $6.175 million penalty for misleading customers