Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1690 results. Displaying page 13 of 113

24 November 2023

Audit Quality Monitoring Report 2023

Audit Quality Monitoring Report 1 July 2022 – 30 June 2023
24 November 2023

RBNZ and FMA Governance Thematic Webinar plus QA

The FMA and RBNZ held a webinar in October on the findings from the review with directors of entities that did not participate in the Governance review. All findings are documented in this PDF.
21 November 2023

Exemption Notice Financial Markets Conduct Portfolio Superannuation Scheme 2023

Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2023
21 November 2023

Exemption Notice Financial Markets Conduct i Select Superannuation Scheme 2023

Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2023
21 November 2023

i Select Superannuation Scheme levy waiver notification 2023

i Select Superannuation Scheme levy waiver notification 2023
21 November 2023

Levy 2023 Portfolio Superannuation Scheme levy waiver notification 2023

Levy 2023 Portfolio Superannuation Scheme levy waiver notification 2023
15 November 2023

Consultation paper Proposed fair outcomes

Consultation paper Proposed fair outcomes for consumers and markets, November 2023
15 November 2023

Draft Fair outcomes for consumers and markets

Consultation Draft Fair outcomes for consumers and markets: A guide to outcomes-focused regulation.
15 November 2023

Fair outcomes consultation feedback form

Feedback form for Consultation: Fair Outcomes for Consumers and Markets. Submissions close on 1 March 2024
13 November 2023

Financial Market Infrastructures Act Designation Notice NZ Clear 2023

This notice is issued under Clause 4 of Schedule 1 of the Financial Markets Infrastructures Act 2021 by the Reserve Bank of New Zealand and the Financial Markets Authority.
9 November 2023

Interim Stop Order David McEwen and Associates 202311

FMA makes interim stop order against David McEwen and entities associated with him
31 October 2023

Climate Related Disclosure Scenario analysis information sheet

This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
30 October 2023

Key findings from 2022 Supervisor relicensing

Report on findings and areas for improvement identified by the FMA’s 2022 relicensing of Supervisors.
26 October 2023

Licence Standard conditions for overseas auditors

Standard conditions attaching to licences for overseas auditors.
18 October 2023

Exemption Notice - Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023

The Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023 provides an exemption for issuers of financial products who wish to provide their PDS in both te reo Māori and English, providing relief from the requirements in the FMC Regulations relating to the prescribed length limits and, if necessary, some prescribed statements and formatting.