Document Library

Found 1644 results. Displaying page 66 of 110

1. 11 September 2018

   Director Essentials - IoD

   This guide is intended to provide company directors and prospective directors with a quick reference and overview of some of the key things they should think about. It outlines some of the legal requirements, ethical considerations and best practice areas for directors to consider, to be effective in their role. The guide was issued by the FMA and the Institute of Directors.

2. 7 September 2018

   NZX Participant Rule Change Notice - Off Market Trading 2018

   This notice allows for NZX to replace the NZX Participant Rules dated 1 Dec 2017 and the NZX Participant Procedures dated 1 Dec 2017

3. 1 September 2018

   Consumer Views of Financial Providers’ Conduct

   The FMA commissioned Buzz Channel to conduct research among New Zealanders to understand their experience with financial services providers.

4. 31 August 2018

   Expense disclosure CE January to June 2018

   CE expenses disclosure for the period 1 January 2018 - 30 June 2018

5. 29 August 2018

   Exemption notice - New Zealand Retirement Trust Notice

   Financial Markets Conduct (New Zealand REtirement Trust) Exemption Notice 2018

6. 28 August 2018

   Exemption notice - Financial Markets Conduct FNZ Group 2018

   Financial Markets Conduct (FNZ Group) Exemption Notice 2018

7. 27 August 2018

   Exemption notice - Financial Markets Conduct Christchurch City Holdings Limited Subsidiary Balance Date Alignment

   Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice 2018

8. 23 August 2018

   AMLCFT optout follow up - OIA response

   OIA response, 23 August 2018, regarding FMA processing notifications to opt-out of the IDCOP

9. 23 August 2018

   Forestlands Limited - Judgment

   High Court Judgment in the case against Forestlands Limited, 23 April 2018.

10. 22 August 2018

    Exemption notice - Financial Markets Conduct Fliway Group Limited

    Financial Markets Conduct (Fliway Group Limited) Exemption Notice 2018

11. 20 August 2018

    SSC inquiry regarding external security consultants - response

    FMA response to SSC inquiry dated 20 August 2018 regarding external security consultants

12. 15 August 2018

    Exemption notice - Financial Markets Conduct Heartland Group

    Financial Markets Conduct (Heartland Group) Exemption Notice 2018

13. 14 August 2018

    FMA change management - OIA response

    OIA response, dated 14 August 2018, on FMA change management

14. 13 August 2018

    CBL Corporation Limited - Judgment

    The High Court Judgment in the case against CBL Corporation Limited 13 August 2018.

15. 2 August 2018

    FMA Annual Corporate Plan 2018-19

    This Annual Corporate Plan sets out our activities for 2019/20 that will promote our strategic priorities, address regulatory risks and harms, and deliver sector outcomes. This plan should be read alongside our Strategic Risk Outlook, which provides our medium-term view of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.