Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1643 results. Displaying page 9 of 110

30 July 2024

CE Expenses Disclosure Sam B FY23 24 Gifts and Benefits

CE Expenses Disclosure Sam B FY23 24 Gifts and Benefits
30 July 2024

CE Expenses Disclosure Sam B FY23 24 All Other Expenses

CE Expenses Disclosure Sam B FY23 24 All Other Expenses
30 July 2024

CE Expenses Disclosure Sam B FY23 24 Hospitality

CE Expenses Disclosure Sam B FY23 24 Hospitality
30 July 2024

CE Expenses Disclosure Sam B FY23 24 Travel

CE Expenses Disclosure Sam B FY23 24 Travel
29 July 2024

Regulatory Impact Statement Exemption for overseas banks and insurers from CRD signing duties

This document is for overseas banks and insurers with branch operations in New Zealand that are climate reporting entities, their advisers, primary users of climate statements, and other interested parties. It discusses exemption relief from the requirement to have two directors sign climate statements.
26 July 2024

Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures GMT Bond Issuer Limited

The Financial Markets Conduct (Climate-related Disclosures – GMT Bond Issuer Limited) Exemption Notice 2024 (Notice) exempts GMT Bond Issuer Limited (GMT Bond Issuer) from preparing and lodging climate statements that are otherwise required under section 461Z of the Financial Markets Conduct Act 2013 (Act)
25 July 2024

Guide for providers of client money or property services

This document is for providers of client money or property services and custodians. It gives guidance on how they can meet their obligations under the Financial Markets Conduct Act 2013.
25 July 2024

Submissions report Guide for providers of client money or property services

Submissions report Guide for providers of client money or property services
25 July 2024

Exemption notice 2024 - Financial Markets Conduct Climate Statements Spark Finance Limited

The Financial Markets Conduct (Climate Statements – Spark Finance Limited) Exemption Notice 2024 (Notice) exempts Spark Finance Limited (SFL) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).
23 July 2024

New Zealand Claims Resolution Service MOU

MOU between the FMA and New Zealand Claims Resolution Service
19 July 2024

Feedback form Proposed guidance on references to climate statements in disclosure documents

Feedback form Proposed guidance on references to climate statements in disclosure documents
19 July 2024

Consultation paper Guidance on references to climate statements in disclosure documents

Consultation paper Guidance on references to climate statements in disclosure documents
18 July 2024

Understanding Fairness in Financial Services

FMA Occasional Paper No.1 Understanding Fairness in Financial Services
15 July 2024

FMA Outlook 2024

The FMA Outlook 2024/25 is a one-page summary provides our stakeholders with details of the FMA’s priority objectives and intended programme of work for the financial year.
8 July 2024

FAP regulatory returns info sheet

Information Sheet for Financial Advice Providers (FAPs) who are submitting an annual FAP regulatory return online