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Page last updated: 09 February 2023

Licensed & reporting entities

The businesses/people listed on this page have been granted a licence or have been authorised by the FMA. It's important to only deal with licensed people and businesses because if things go wrong you will have access to free dispute resolution services. Details including the provider's business address, list of services and the name of their independent dispute resolution scheme can be found on the Financial Service Providers Register. 

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Found 293 results. Displaying page 10 of 20

  1. Managed investment schemes

    14 May 2021

    Medical Funds Management Limited

    Medical Funds Management Limited is a Managed Investment Scheme Manager and is licensed by the FMA.
  2. Discretionary investment management scheme (DIMS)

    12 May 2021

    Myfiduciary (CNI) Ltd

    Myfiduciary (CNI) Ltd is a icenced DIMS provider. They were previously known as.Taupō Moana Investments Limited (FSP623349).
  3. Designated Business Group (DBG)

    10 May 2021

    Brunner and Avon Capital

    Brunner and Avon Capital including: Brunner Capital Limited, and Avon Capital Limited
  4. Discretionary investment management scheme (DIMS)

    22 March 2021

    R A C Grimes Limited

    R A C Grimes Limited (FSP752972) is a licenced DIMS provider.
  5. Derivative Issuer

    19 March 2021

    Jarden Securities Limited

    Jarden Securities Limited, FSP3202, is a licensed derivatives issuer.
  7. Independent trustee

    2 December 2020

    Warren Douglas Potter

    Warren Douglas Potter is a licensed independent trustee. FSP No: FSP738531.
  8. Designated business settlements

    24 August 2020

    Designated settlement systems

    There are two designated settlement systems the FMA is jointly responsible for regulating with the RBNZ: NZClear and New Zealand Clearing and Depository Corporation Limited (NZCDC)
  9. Discretionary investment management scheme (DIMS)

    10 July 2020

    Perpetual Trust Limited

    Perpetual Trust Limited (FSP40361) is a licenced DIMS provider.
  10. Peer-to-peer lending service providers

    9 July 2020

    Crowdsphere Limited

    Crowdsphere Limited (FSP360186)
  11. Managed investment schemes

    1 April 2020

    Consilium NZ Limited

    Consilium NZ Limited, FSP439786, is a licensed Managed Investment Scheme Manager.
  12. Independent trustee

    27 February 2020

    Jeffrey Paul Prestidge

    Jeffrey Paul Prestidge is a licensed independent trustee.
  13. Discretionary investment management scheme (DIMS)

    20 December 2019

    Alvarium Wealth (NZ) Limited

    Alvarium Wealth (NZ) Limited, previously known as New Zealand Assets Management Limited, is licensed to provide Discretionary Investment Management Services (DIMS).
  14. Managed investment schemes

    27 November 2019

    Quarry Capital Limited

    Taurus Management Limited, FSP485326, is a licensed Managed Investment Scheme Manager.
  15. Derivative Issuer

    18 October 2019

    BL Global Markets Limited

    SUSPENDED by the FMA: Global markets Limited, FSP703051 (previously FSP414426), derivatives issuer licence.