Page last updated: 09 February 2023

Licensed & reporting entities

The businesses/people listed on this page have been granted a licence or have been authorised by the FMA. It's important to only deal with licensed people and businesses because if things go wrong you will have access to free dispute resolution services. Details including the provider's business address, list of services and the name of their independent dispute resolution scheme can be found on the Financial Service Providers Register

Search Results

Found 294 results. Displaying page 11 of 20

  1. Managed investment schemes

    27 November 2019

    Quarry Capital Limited

    Taurus Management Limited, FSP485326, is a licensed Managed Investment Scheme Manager.
  2. Derivative Issuer

    18 October 2019

    BL Global Markets Limited

    SUSPENDED by the FMA: Global markets Limited, FSP703051 (previously FSP414426), derivatives issuer licence.
  3. Managed investment schemes

    19 August 2019

    Kernel Wealth Limited

    Kernel Wealth Limited, FSP644609, is a licensed managed investment scheme(MIS) manager.
  4. Managed investment schemes

    15 August 2019

    Koura Wealth Limited

    Koura Wealth Limited, FSP657491, is a licensed Managed Investment Scheme manager.
  5. Discretionary investment management scheme (DIMS)

    25 February 2019

    Totara Wealth Management Limited

    Totara Wealth Management Limited, FSP561546, is a licensed to provide Discretionary Investment Management Services (DIMS).
  6. Independent trustee

    3 December 2018

    Richard Graham Ansell

    Richard Graham Ansell, FSP625969, is a licensed Independent Trustee
  7. Discretionary investment management scheme (DIMS)

    23 November 2018

    Saturn Advice Limited

    Saturn Advice Limited, FSP608669, is a licensed to provide Discretionary Investment Management Services (DIMS).
  8. Discretionary investment management scheme (DIMS)

    13 August 2018

    Consilium NZ Limited

    Consilium NZ Limited, FSP439786, is licensed to provide Discretionary Investment Management Services (DIMS).
  9. Independent trustee

    17 July 2018

    Andrew Roland Johnson

    Andrew Roland Johnson, FSP619029, is a licensed Independent Trustee.
  10. Managed investment schemes

    1 March 2018

    Obsidian Group Limited

    Obsidian Group Limited, FSP485208, is a licensed Managed Investment Scheme Manager.
  11. Supervisor

    17 January 2018

    Trustees Executors Limited

    Trustees Executors Limited, FSP37383, is licensed by the FMA as Supervisor.
  12. Independent trustee

    21 September 2017

    Samuel Ellison Belk

    Samuel Ellison Belk, FSP562646, is a licensed Independent Trustee.
  13. Independent trustee

    20 February 2017

    Sarah Louise Graydon

    Sarah Louise Graydon, FSP502566, is a licensed Independent Trustee.
  14. Derivative Issuer

    1 December 2016

    Westpac Banking Corporation

    Westpac Banking Corporation, FSP36250, is a licensed derivatives issuer.