Back
Page last updated: 23 November 2022

FMC Act exemptions

While the law gives us broad powers to grant exemptions from compliance with specific provisions in the FMC Act, we consider that our exemption power only extends to compliance provisions, not to liability provisions.

Search Results

Found 114 results. Displaying page 1 of 8

  1. Financial Markets Conduct Act exemptions

    18 December 2024

    Financial Markets Conduct (Conduct of Financial Institutions – Vero Liability Insurance Limited) Exemption Notice 2024

    The Financial Markets Conduct (Conduct of Financial Institutions — Vero Liability Insurance Limited) Exemption Notice 2024 (Notice) exempts Vero Liability Insurance Limited (VL) from the requirements under the Financial Markets Conduct Act 2013 (as amended by the Financial Markets (Conduct of Financial Institutions) Amendment Act 2022) (the Act) to be licensed as a financial institution; and establish, implement, maintain, and comply with an effective fair conduct programme.

  15. 26 September 2024

    Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2024

    The Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2024 (Notice) exempts subsidiaries of Spark New Zealand Limited (Spark) other than Spark Finance Limited (Spark Finance) from certain financial reporting obligations which apply to entities in receipt of funds from a conduit issuer under Part 7 of the Financial Markets Conduct Act 2013 (Act); and Spark Finance from various related disclosure obligations in respect of product disclosure statements and disclose register entries under the Financial Markets Conduct Regulations 2014 (Regulations).