Page last updated: 12 July 2023

Consultations

Consultation is an important part of our policy development process. Our consultation is designed to encourage quality engagement from interested businesses and individuals, balanced with the need to complete policy work within the required timeframe. When consulting on policy development we will:

post upcoming consultation on our homepage calendar as they are scheduled
publish consultation documents that clearly describe the issue we’re seeking feedback on
provide a reasonable amount of time for respondents to provide quality feedback. If you need more time, please contact the FMA
publish the feedback we receive through consultation, usually via a summary of the key themes, our response and the names of submitters
undertake further consultation if our initial proposal changes significantly and we need additional feedback
publish a regulatory impact statement for significant policy decisions

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Found 9 results. Displaying page 1 of 1

Consultation

Closed - with decision

12 July 2023

Consultation: Proposed standard condition on business continuity and technology systems

The FMA has issued a Regularly Impact Statement (RIS) and summary of responses following consultation on a proposed new business continuity and technology systems standard condition for managers of registered schemes (but not restricted schemes), DIMS providers, derivatives issuers, peer-to-peer lending providers and crowdfunding service providers.
Closed - pending response

Consultation

21 September 2023

Consultation: Proposed liquidity risk management guidance

Have your say on proposed liquidity risk management guidance outlining the essential features of effective liquidity risk management for MIS managers. Submissions close 10 November 2023.
Closed - with decision

Consultation

14 March 2023

Consultation: Proposed exemptions for foreign listed issuers from climate reporting duties

The FMA is seeking feedback on the need for, and the content of, proposed exemptions for foreign exempt issuers from climate reporting duties by 5PM, 17 April 2023.
Consultation

Open

11 April 2024

Consultation: Proposed exemptions for advice on UK law aspects of defined benefit pension transfers

Have your say on proposed exemptions for UK firms giving financial advice to New Zealand clients on UK pension transfers. Submissions close 13 June 2024.
Consultation

Expired

2 April 2024

Consultation: Proposed exemption for certain green, social, sustainability and sustainability-linked bonds

The FMA is consulting on a proposed class exemption to provide relief from disclosure requirements for certain green, social, sustainable, and sustainability-linked bonds. Have your say by 30 April 2024 .
Closed - pending response

Consultation

15 November 2023

Consultation: Proposed fair outcomes for consumers and markets

Have your say on the proposed fair outcomes and approach that will form the basis of how the FMA engages with financial service providers. Submissions are now closed.
Consultation

Closed - with decision

20 September 2023

Consultation: Renewal of class exemption for MIS managers where assets do not have an appropriate market index

The FMA is seeking feedback on whether to renew a class exemption for MIS managers where assets do not have an appropriate market index.
Consultation

Closed - with decision

20 June 2023

Consultation: Proposed exemptions for CREs in liquidation, receivership, or voluntary administration

The FMA is considering a class exemption to provide relief from climate reporting duties for CREs that are in liquidation, receivership, or voluntary administration. Submissions close 20 July 2023.
Closed - with decision

Consultation

4 October 2023

Consultation: Proposed guidance and expectations for keeping proper climate-related disclosure records

The FMA has now published the final guidance for keeping proper climate-related disclosure records, along with a summary of key themes and compilation of responses to the consultation.