The Financial Markets Supervisors Act 2011 requires statutory supervisors to be 'Licensed Supervisors'. The Act gives FMA powers to oversee their performance.
This section defines the types of trustees and statutory supervisors covered by the Supervisors Act.
To be authorised to provide a personalised DIMS service you must first meet the prescribed eligibility criteria.
See the current list of businesses who hold a licence to provide supervisor services.
The FMC Act 2013 introduces new financial reporting obligations for 'FMC reporting entities'. On these pages you can find out who needs to comply, what's changing, and when.
Part 4 of the FMC Act resets the accountability framework for managed investment schemes and debt securities from 1 December 2014. It imposes statutory duties of care on licensed supervisors and on managers of managed investments schemes.
Read how the FMC Act provides for fair dealing in relation to financial products and services and sets out minimum compliance standards of behaviour for people operating in the financial markets.
The Anti-Money Laundering and Countering Financing of Terrorism Act (AML/CFT Act) 2009 and its Regulations place obligations on New Zealand’s financial institutions to detect and deter money laundering and terrorism financing. Find out how it affects you.
20 September 2016
The inaugural New Zealand International Fraud Film Festival (Fraud Film Festival) is coming to Auckland’s Q Theatre in November. The festival is timed to coincide with November’s Fraud Awareness Week and will open on Friday, 18 November.
30 August 2016
8 November 2016
We are seeking feedback on our KiwiSaver advice guidance note.
This guidance note is for providers advising on KiwiSaver products and will replace our 2012 Guidance Note: Sale and Distribution of KiwiSaver. We are replacing this guidance to recognise feedback that our 2012 approach resulted in some people not getting the help they needed, as firms saw it as risky to provide advice. This revised guidance is intended to change that situation, by encouraging advisers and financial firms to help people make good decisions about KiwiSaver.