1. Compliance
  2. Directors & officers
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Directors & officers

Governance and culture has been identified as one of our strategic priorities that will guide our work over the coming years.
We encourage boards to take the lead in embedding sound corporate governance practices that are appropriate for the size and scale of their organisation. Find out more about your role below.

Corporate governance handbook

The Corporate governance handbook is a reference guide for directors, executives and advisers, to help them decide how best to apply the nine key corporate governance principles.  Review a full copy of the guide here, including other support materials.

Calendar

See upcoming events and key dates.

Offer information

The FMC Act has requirements for financial product offer information. This section outlines those requirements, and provides information about when they don’t apply.

Financial reporting

Under the FMC Act 2013 there are financial reporting obligations for FMC reporting entities. 

 

Latest News

Consultation complete on FMA’s conduct guide: final document...

13 December 2016

Media releaseMR No.2016 – 3813 December 2016 Earlier this year the FMA consulted on a guide on good conduct, signalling to New Zealand financial services providers what to expect from interaction and engagement with the conduct regulator. With a broad range of industry submitting, the process has given the FMA valuable insight into how New Zealand financial services providers view the topic of conduct regulation in general; and the intent and content o...

Fraud and its far reaching effects hit the big screen

20 September 2016

The inaugural New Zealand International Fraud Film Festival (Fraud Film Festival) is coming to Auckland’s Q Theatre in November. The festival is timed to coincide with November’s Fraud Awareness Week and will open on Friday, 18 November.

 

Latest Consultations

Consultation paper: Requirement for managers of multiple par...

16 January 2017

First published 16 January 2017   Final date for submissions   5pm Friday 17 March 2017   Consultation document Requirement for managers of multiple participant schemes to register participation agreements Submission form Feedback form E-mail for submission consultation@fma.govt.nz (please use the title of the consultation paper for the subject line) We are seeking views on a proposal for a possible class exemption from the Fin...