Auditors of issuers and audit firms need to comply. This section also includes information on accredited bodies.
Auditors are subject to appropriate scrutiny and accountability. Read here about our monitoring of auditors and the disciplinary process we follow.
Auditors of an issuer need to hold a licence. Audit firms need to be registered.
Under the Financial Markets Conduct Act 2013 there are financial reporting obligations for FMC reporting entities.
20 September 2016
The inaugural New Zealand International Fraud Film Festival (Fraud Film Festival) is coming to Auckland’s Q Theatre in November. The festival is timed to coincide with November’s Fraud Awareness Week and will open on Friday, 18 November.
30 August 2016
10 October 2016
We are seeking feedback from licensed crowdfunding and peer-to-peer lending service providers on the information they will have to supply in their annual regulatory returns.