Auditors of issuers and audit firms need to comply. This section also includes information on accredited bodies.
Auditors are subject to appropriate scrutiny and accountability. Read here about our monitoring of auditors and the disciplinary process we follow.
Auditors of an issuer need to hold a licence. Audit firms need to be registered.
Under the FMC Act 2013 there are financial reporting obligations for FMC reporting entities.
13 December 2016
Media releaseMR No.2016 – 3813 December 2016 Earlier this year the FMA consulted on a guide on good conduct, signalling to New Zealand financial services providers what to expect from interaction and engagement with the conduct regulator. With a broad range of industry submitting, the process has given the FMA valuable insight into how New Zealand financial services providers view the topic of conduct regulation in general; and the intent and content o...
20 September 2016
The inaugural New Zealand International Fraud Film Festival (Fraud Film Festival) is coming to Auckland’s Q Theatre in November. The festival is timed to coincide with November’s Fraud Awareness Week and will open on Friday, 18 November.
16 January 2017
First published 16 January 2017 Final date for submissions 5pm Friday 17 March 2017 Consultation document Requirement for managers of multiple participant schemes to register participation agreements Submission form Feedback form E-mail for submission firstname.lastname@example.org (please use the title of the consultation paper for the subject line) We are seeking views on a proposal for a possible class exemption from the Fin...