1. Compliance
  2. Auditors
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Who needs to comply

Auditors of issuers and audit firms need to comply. This section also includes information on accredited bodies.

Calendar

See upcoming events and key dates.

Your obligations

Auditors are subject to appropriate scrutiny and accountability. Read here about our monitoring of auditors and the disciplinary process we follow.

Licensing and registration

Auditors of an issuer need to hold a licence. Audit firms need to be registered.

Financial reporting

Under the Financial Markets Conduct Act 2013 there are financial reporting obligations for FMC reporting entities. 

 

Latest News

Fraud and its far reaching effects hit the big screen

20 September 2016

The inaugural New Zealand International Fraud Film Festival (Fraud Film Festival) is coming to Auckland’s Q Theatre in November. The festival is timed to coincide with November’s Fraud Awareness Week and will open on Friday, 18 November.

 

Latest Consultations

Consultation paper: Regulatory returns for prescribed interm...

10 October 2016

We are seeking feedback from licensed crowdfunding and peer-to-peer lending service providers on the information they will have to supply in their annual regulatory returns.