The FMA has issued new derivatives issuer licences and some former futures dealers are now treated as holding a transitional derivatives issuer licence.
Until 28 February 2015, the requirement to be licensed does not apply to entities that have applied for a derivatives issuer licence until a decision has been made on the application. If a derivatives issuer you are dealing with is not licensed you may wish to confirm whether or not they have applied for a licence and ask them to advise you of the outcome of that application in due course.
|FSP36405||ANZ Bank New Zealand Limited|
|FSP29003||ASB Bank Limited||Bankdirect|
|FSP25101||Bank of New Zealand||Bank of New Zealand|
|FSP43662||Centurion Finance Limited||Fx International Payments, American Express|
|FSP41187||CMC Markets NZ Limited|
|FSP16781||Direct FX Limited|
|FSP461386||EncoreFX (NZ) Limited||EncoreFX Inc.|
|FSP69401||FIRMA Foreign Exchange Corporation (NZ) Limited||FIRMA Foreign Exchange Corporation|
|FSP4041||Forex Limited||Forex Limited|
|FSP414426||BL Global Markets Limited|
|FSP146605||Halifax New Zealand Limited||Halifax New Zealand, Strategic Capital Management||Halifax Investment Services Limited|
|FSP94961||HiFX Limited||Hifx Limited, Currency Online|
|FSP18923||IG Markets Limited||IG, IG Markets|
|FSP1762||KVB Kunlun New Zealand Limited||KVB Kunlun New Zealand Limited|
|FSP197465||MahiFX Limited||MFX Compass, MahiFX|
|FSP15922||OM Financial Limited||Omfinancial Limited|
|FSP28944||Pacific Financial Derivatives Limited||PFD-NZ|
|FSP486026||Plus500AU Pty Ltd||Plus500au Pty Ltd|
|FSP168204||Western Union Business Solutions (Australia) Pty Ltd||Western Union Business Solutions|
|FSP36250||Westpac Banking Corporation||Westpac Banking Corporation|
*An authorised body is a related body corporate that has been authorised by FMA to provide a service covered by the licence.
You can find out further details including the licensee’s business address, name of their independent dispute resolution scheme and the conditions that their licence is subject to on the Financial Service Providers Register.