1. Compliance
  2. Exemptions
  3. Current exemption notices
  4. Trustee and Nominee exemptions

Trustee and Nominee exemptions

Section 285 of the Financial Markets Conduct Act 2013 provides an exemption for trustee corporations and nominee companies from certain obligations to disclose substantial security holdings.

Under that section, a person (A) need not comply with any of sections 276 to 279 of the Financial Markets Conduct Act 2013 in relation to 1 or more substantial holdings in 1 or more public issuers if - (a) A has that substantial holding merely because A acts for another person in the ordinary course of business as a trustee corporation or a nominee company; and (b) A has opted in to this exemption by written notice to FMA (and not withdrawn the notice by further written notice to FMA).

The Trustee Corporations and Nominee Companies which have notified FMA that they have opted in to this exemption are listed below.

Name of Trustee Corporation/Nominee Company (Company Number)Date of receipt of written notice

National Nominees Limited

13 October 2015

National Australia Bank Limited

13 October 2015

JBWere (NZ) Nominees Limited

21 August 2015

Pioneer Capital I Nominees Limited

1 April 2015

HSBC Nominees (New Zealand) Limited (303862) 5 August 2010
ANZ Custodial Services New Zealand Limited (1566053 ) 24 February 2010
TEA Custodians (FBL) Limited (CN2203480) 27 January 2009

Public Trust and related companies:

  • Accordia Nominees Limited (CN 2324788)
  • AON KiwiSaver Nominees Limited (CN4007818)
  • Generate KiwiSaver Public Trust Nominee Limited (CN 4135738)
  • Integral Nominees Limited (CN 3224468)
  • King Tide Nominees Limited (CN 3669432)
  • Masterportfolio Nominees Limited (CN847011)
  • Mint Nominees Limited (CN1893819)
  • MT Nominees Limited (CN4000278)
  • Newburg Nominees Limited (CN398835)
  • New Zealand Permanent Trustees Limited (CN158700)
  • NZPT Custodians (Grosvenor) Limited (CN1472314)
  • NZPT Heartland ABCP Security Trustee Limited (CN 1972209)
  • Pathfinder Nominees Limited (CN2136926)
  • Permanent Nominees Limited (CN520754)
  • Perpetual Asset Management Nominees Limited (CN 2414490)
  • Plato Nominees Limited (CN638865)
  • PM Capital NZ Nominees Limited (CN 2289913)
  • Portfolio Nominees Limited (CN876210)
  • Public Nominees Limited (CN349880)
  • PUBLIC TRUST CASTLE POINT NOMINEES LIMITED (CN 4823120)

  • Public Trust Class 10 Nominees Limited (CN 3476134)
  • Public Trust Class 20 Nominees Limited (CN 3476331)
  • Public Trust Class 30 Nominees Limited (CN3999818)
  • Public Trust Class 50 Nominees Limited (CN 4384663)
  • PUBLIC TRUST IPM NOMINEES LIMITED(CN 5317341)
  • PUBLIC TRUST FORTE NOMINEES LIMITED (CN 5038861)
  • Public Trust NZCS Nominees Limited (formerly Public Trust Aoraki Nominees Limited) (CN 3241507)
  • Public Trust RIF Nominees Limited (formerly IIS Nominees Limited) (CN3379031)
  • Public Trust SRIM Nominee Limited (CN 4187398)
  • Public Trust (Grosvenor) Nominees Limited (CN 4988120)
  • SRF Nominees Limited (CN 3370173)
  • Staples Rodway KiwiSaver Scheme Nominees Limited (CN4003358)
  • SuperLife Nominees Limited (CN 4135659)
  • Windley Nominees Limited (CN335499)
  • Public Trust Constellation Capital Nominee Limited (CN5486182)
  • Perpetual Guardian Investment Nominees Limited (CN5490024)
  • Public Trust Pacific Investment LP Nominees Limited (CN 5726110) date 17 June 2015

4 September 2008

 

16 December 2013








8 July 2013




24 March 2014






26 February 2014

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 





31 October 2014

The New Zealand Guardian Trust Company Limited (CN115240) and its following subsidiaries:

  • BNZ Investment Services Nominees Limited (CN2163959)
  • BTNZ KiwiSaver Nominees Limited (CN1931088)
  • BTNZ Unit Trust Nominees Limited (CN082590)
  • Cash Unit Trust Nominees Limited (CN1988787)
  • Customhouse Nominees No. 2 Limited (CN895699)
  • FS Nominees Limited (CN815515)
  • GT Nominees Limited (CN819538)
  • Guardian Nominees Limited (CN417736)
  • Guardian Nominees No. 2 Limited (CN387830)
  • Guardian Nominees No.4 Limited (CN6089150)
  • Heartland PIE Nominees Limited (CN2183068)
  • Home Loan Nominees Limited (CN1024740)
  • Home Mortgage Nominees Limited (CN1633514)
  • NZGT Nominees Limited (CN563020)
  • Pageant Limited (CN616462)
  • PMIT Nominees Limited (CN1529081)
  • Premier Nominees Limited (CN379465)
  • TIM Nominees Limited (CN042708)
  • TSB PIE Limited (CN2119340)
  • NZGT (Salt) Nominees Limited 5072741

26 August 2008

 

 

 

 

 

 

 

 

 

 

 

 

First NZ Capital Custodians Limited (CN22522) 25 June 2008
FNZ Custodians Limited (CN1185808) 23 June 2008
ASB Nominees Limited (CN968320) 5 June 2008
Asset Custodian Nominees Limited (CN1157915) 30 May 2008
Citibank Nominees (New Zealand) Limited (CN256875) 19 May 2008
Palliser Nominees Limited (CN614458) 19 May 2008

Perpetual Trust Limited (CN142894) and its following subsidiary:

  • Insignis Nominees Limited (CN445947)
16 May 2008
Custodial Services Limited (CN640479) 12 May 2008

Trustees Executors Limited (CN142877) and its following subsidiaries:

  • APRC NZ Nominee Limited (CN1037142)
  • Trustees Executors Custodians (BER) Limited (CN1867952)
  • Trustees Executors Mortgage Holdings Limited (CN603753)
  • T E A Nominees Limited (CN149723)
  • Trustees Executors Custodians (Bluestone) Limited (CN1262493)
  • TEA Custodians (AmanahNZ) Limited (CN 4610882)
  • TEA Custodians (Oceania) Limited (CN1643263)
  • Trustees Executors Custodians (Kauri) Limited (CN1810713)
  • Custody and Investment Nominees Limited (CN603955)
  • TOWER Property Nominees Limited (CN580655)
  • FM Custodians Limited (CN1037365)
  • Trustees Executors Investments Limited (CN149596)
  • Trustees Executors and Advisors Limited (CN632856)
  • The Trustees, Executors, and Agency Company of New Zealand Limited (CN953926)
  • TEA Custodians (Pioneer Capital) Limited (CN2023256)
  • Equitable Property Holdings Limited (CN836907)
  • T.E.A. Custodians Limited (CN280108)
  • TEA Custodians (Interstar) Limited (CN896418)
  • Tasman Funds Management Limited (CN550359)
  • T.E.A. Custodians (SeniorCare) Limited (CN801179)
  • PCS Investment Nominees Limited (CN849440)
  • TEA Custodians (CHPT) Limited (CN939010)
  • TEA Custodians (Bluestone) Limited (CN126490)
  • Bonus Bonds Custodians Limited (CN474341)
  • Trustees Executors Custodians (Interstar) Limited (CN1471871)
  • TEA Custodians (Kauri) Limited (CN1810711)
  • Trustees Executors Custodians (Pepper) Limited (CN3437891)
  • Pepper New Zealand (Custodians) Limited (CN3437871)
  • TEA Custodians (IEF) Limited (CN 3672173)
  • TEL Security Trustee (LGFA) Limited (CN 3666012)
  • Sheffield Nominees Limited (CN 5346481)
  • TEA Custodians (Milford) Limited 5502856
  • TEA Custodians (MTF) Limited 2461473
  • TEL Security Trustee (CBS) Limited 2461411
  • TEA Custodians (FBL) Limited 2203480
  • TEA Custodians (ASB Bond PIE) Limited (CN2213617)

15 April 2008

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6 August 2014

 

 

 

 


31 March 2015

31 March 2015