Financial Markets Conduct Act exemptions

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  1. 1 May 2016

    Financial Markets Conduct (Craigs Investment Partners Limited Contingency DIMS) Exemption Notice 2016

    Expires: This notice is revoked on the earlier of:— (a) any variation to or cancellation of a DIMS licence which has been granted to CIP, the effect of which is that CSL is not authorised to act as a custodian for financial products acquired or disposed of under CIP’s DIMS; or (b) the close of 1 May 2021. Financial Markets Conduct Act (Craigs Investment Partners Limited Contingency DIMS) Exemption Notice 2016  

    http://fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-act-craigs-investment-partners-limited-contingency-dims-exemption-notice-2016/