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Found 6553 results. Displaying page 308 of 437

  4. 26 April 2017

    JJ Matthias Asset Management

    JJ Matthias Asset Management is not registered as a Financial Service Provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.
    Tags
    Suspected scam, International regulator alerts, Scams
    Type
    Page

  5. 19 April 2017

    Central Spot Trading Ltd operating as Opteck

    Opteck or Central Spot Trading Ltd is not registered in New Zealand to offer financial services in New Zealand.
    Tags
    International regulator alerts, Scams
    Type
    Page

  6. 19 April 2017

    Opteck

    Opteck is not registered in New Zealand to offer financial services in New Zealand.
    Tags
    International regulator alerts, Scams
    Type
    Page

  9. 12 April 2017

    HPoption

    HPoption is not registered to provide financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  10. 11 April 2017

    Consultation on KiwiSaver fees methodology

    KiwiSaver members will be able to see the dollar cost of the fees they are paying in their annual statements next year. The Ministry of Business and Innovation and Employment (MBiE) is currently amending the Financial Markets Conduct Regulations so that individual members’ total fees must be disclosed in annual statements in dollar values, from March 2018.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  11. 11 April 2017

    Guilty plea in insider trading case

    An individual today pleaded guilty at the Auckland District Court to one charge of insider trading under section 243 Financial Markets Conduct Act - namely, being an information insider advising or encouraging another person to trade. Read more.
    Tags
    Insider trading, Media release, Cases, News & Insights, Enforcement
    Type
    Page

  12. 11 April 2017

    Consultation paper: Improving financial information in an equity PDS

    Consultation paper: Improving financial information in an equity PDS. Guidance for equity issuers on how to disclose financial information in product disclosure statements (PDS) in a clear, concise and effective manner.
    Tags
    Cryptocurrencies, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Consultations, Roles, Business
    Type
    Page

  13. 11 April 2017

    Consultation paper Improving financial information in an equity PDS

    This consultation is for issuers, their advisors, investors and other interested parties. It aims to seek feedback on our proposed guidance and interpretations of the regulations.
    Tags
    Derivative Issuer, Discretionary investment management scheme (DIMS), Consultations, Roles, Business, Managed investment schemes
    Type
    PDF