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  2. 22 May 2012

    Cold-calling share scam

    New Zealand investors are in danger of being fleeced by a sophisticated new cold-calling share scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 22 May 2012

    Cold-calling share scam

    New Zealand investors are in danger of being fleeced by a sophisticated new cold-calling share scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 26 April 2012

    FMA welcomes Petricevic sentencing

    Mr Petricevic sentenced to six and a half years imprisonment. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  6. 24 April 2012

    Court supports FMA adviser decision

    The Wellington District Court has dismissed an appeal by Sean Wood against a Financial Markets Authority decision to decline his application for authorisation as an Authorised Financial Adviser (AFA). Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 24 April 2012

    Sean Wood

    Sean Wood appealed against a Financial Markets Authority decision to decline his application for authorisation as an Authorised Financial Adviser (AFA). Read more.
    Tags
    Powers, Licence cancellation, Enforcement
    Type
    Page

  10. 12 April 2012

    FMA calls for submissions on exemption reviews

    The Financial Markets Authority is seeking submissions from market participants, investors, representatives and advisers on review of 44 class exemption notices due to expire later this year.
    Tags
    Media release, News & Insights
    Type
    Page

  13. 5 April 2012

    FMA publishes revised draft guidance on effective disclosure

    The Financial Markets Authority has published their revised draft guidance note for issuers, directors and advisers on preparation of effective disclosure documents.
    Tags
    Media release, News & Insights
    Type
    Page, Guidance

  14. 5 April 2012

    FMA welcomes Bridgecorp verdicts

    Justice Venning found Rodney Petricevic and Robert Roest guilty on charges of breaching the Crimes Act 1961, the Companies Act 1993, and the Securities Act 1978 and found Peter Steigrad guilty on charges of breaching the Securities Act 1978. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page