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1. 4 April 2016

   Exemption Notice 2016 - Financial Markets Conduct Todd Family Office Limited Financial Reporting

   Financial Markets Conduct Exemption Notice 2016: Todd Family Office Limited Financial Reporting.

   Tags

   Exemptions, Business

   Type

   PDF

2. 1 April 2016

   BT Funds Management (NZ) Limited

   BT Funds Management (NZ) Limited, FSP32662, is a licensed Managed Investment Scheme Manager.

   Tags

   Managed investment schemes, Licensed entity, Roles, Business

   Type

   Page

3. 1 April 2016

   Oyster Management Limited

   Oyster Management Limited, FSP38803, is a licensed Managed Investment Scheme Manager.

   Tags

   Managed investment schemes, Licensed entity, Roles, Business

   Type

   Page

4. 31 March 2016

   Financial Markets Conduct Act (AMP Legacy Superannuation Schemes) Exemption Notice 2016

   Financial Markets Conduct Act (AMP Legacy Superannuation Schemes) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 31 March 2016

   31 March 2016 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 March 2016

   Tags

   Disclose register, Business

   Type

   Spreadsheet

6. 31 March 2016

   Guide for peer-to-peer lending services on publishing default rate information

   Guide for peer-to-peer lending services on publishing default rate information guide contains information to help peer-to-peer licensees understand and meet the minimum licensing standard to publish default rate information.
   

   Tags

   Roles, Business, Peer-to-peer lending service providers

   Type

   Page, Guidance

7. 25 March 2016

   Financial Markets Conduct (Hallmark Life Insurance Company Limited) Exemption Notice 2016

   Financial Markets Conduct (Hallmark Life Insurance Company Limited) Exemption Notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 25 March 2016

   Exemption notice - Financial Markets Conduct Hallmark Life Insurance Company

   Financial Markets Conduct Exemption Notice 2016: Hallmark Life Insurance Company Limited.

   Tags

   Exemptions, Business

   Type

   PDF

9. 24 March 2016

   Financial Markets Conduct (AIA International Limited) Exemption Notice 2016

   Financial Markets Conduct (AIA International Limited) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 24 March 2016

    Financial Markets Conduct (QBE Group) Exemption Notice 2016

    Financial Markets Conduct (QBE Group) Exemption Notice 2016 - expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 24 March 2016

    Exemption Notice 2016 - Financial Markets Conduct AIA International Limited

    Financial Markets Conduct Exemption Notice 2016: AIA International Limited.

    Tags

    Exemptions, Business

    Type

    PDF

12. 24 March 2016

    Exemption notice - Financial Markets Conduct QBE Group

    Financial Markets Conduct Exemption Notice 2016: QBE Group.

    Tags

    Exemptions, Business

    Type

    PDF

13. 22 March 2016

    Response to submissions proposed variations to standard conditions of market services licences

    This document summarises key themes from the 18 written submissions we received following consultation in
    November and December 2016 on our proposals to vary certain standard conditions for market service licences.

    Tags

    Consultations, Roles, Business, Managed investment schemes, Supervisor

    Type

    PDF

14. 19 March 2016

    Securities Act (Heartland Bank Regulatory Capital (No 2))

    Heartland Bank Regulatory Capital (No 2) - expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 18 March 2016

    Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2016

    Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page