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Found 6609 results. Displaying page 257 of 441

  1. 23 July 2019

    Annual Corporate Plan 2019

    This Annual Corporate Plan sets out our activities that will promote our strategic priorities, address regulatory risks and harms, and deliver sector outcomes.
    This plan should be read alongside our Strategic Risk Outlook (see below), which provides our medium-term view of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
    Tags
    FMA
    Type
    PDF

  2. 23 July 2019

    FMA sets out key focus areas for the year ahead

    The FMA published its Annual Corporate Plan (ACP), which outlines its work plan for the next financial year and sets objectives for raising standards of behaviour across financial services.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  3. 23 July 2019

    FMA issues Stop Order against Syndicated Trusts Limited

    The Financial Markets Authority (FMA) has issued a Stop Order against Syndicated Trusts Limited (STL), ordering the company to stop advertising or accepting money for financial products.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  4. 23 July 2019

    Syndicated Trusts Limited

    The Financial Markets Authority (FMA) has issued a Stop Order against Syndicated Trusts Limited (STL), ordering the company to stop advertising or accepting money for financial products. FMA warns New Zealanders to be wary of dealing with the company.
    Tags
    Stop Order, Powers, Enforcement
    Type
    Page

  5. 23 July 2019

    Strategic Risk Outlook 2019

    The Strategic Risk Outlook 2019 provides our medium-term
    view (three to five years) of the most significant risks to and
    opportunities for promoting fair, efficient and transparent financial markets.
    Tags
    FMA
    Type
    PDF, Corporate publications, Strategic Risk outlook

  6. 23 July 2019

    Expensive Trials - OIA response

    OIA response, dated 23 July 2019, regarding the FMA’s five most expensive trials, what they involved and a summary of costs
    Tags
    FMA
    Type
    PDF, OIA

  7. 22 July 2019

    NZX Wealth Technologies Limited

    NZX Wealth Technologies Limited, FSP487546, is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  8. 22 July 2019

    NZX WT Nominees Limited

    NZX WT Nominees Limited, FSP560806, is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 19 July 2019

    Financial Markets Conduct (Silver Chef Limited) Exemption Notice 2019

    Financial Markets Conduct (Silver Chef Limited) Exemption Notice exempts Silver Chef Limited, subject to conditions, from the disclosure and governance requirements of Parts 3 and 4 of the Financial Markets Conduct Act 2013 (the Act), in relation to an offer made in connection with an Australian scheme of arrangement involving the exchange of all Silver Chef shares from existing Silver Chef shareholders resident in New Zealand for a combination of a cash and contingent value notes.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  13. 19 July 2019

    Syndicated Trusts - Stop Order

    The Stop Order issued by the FMA The Stop Order prohibits STL from certain activity, including:distributing communications and advertisements about itself or the offer of financial products,
    accepting applications or money for financial products.
    Tags
    Enforceable Undertaking, Enforcement
    Type
    PDF

  15. 17 July 2019

    www.fuerfx.com

    We are concerned that www.fuerfx.com may be operating a scam. The website www.fuerfx.com is not associated with nor authorised by the New Zealand registered company Fern Group NZ Limited.
    Tags
    Suspected scam, Scams
    Type
    Page