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Found 1943 results. Displaying page 14 of 130

  1. 7 October 2024

    Scam basics

    This FMA webpage talks about types of scams, how to avoid being scammed, how to report a scam, COVID-19 scams and how to have a scam warning removed.
  2. 4 October 2024

    Offers under the FMC Act

    Anyone offering financial products for issue or sale needs to comply with financial markets legislation. The Financial Markets Conduct Act 2013 (FMC Act) defines these people as issuers. See more on how they are defined and other disclosure requirements.
  3. 27 September 2024

    Offers of financial products

    Issuers are involved in first making a financial product available. They include a debt security, an equity security, a managed investment product, and a derivative. View more about offers of financial product and obligations of those offering financial products in New Zealand on this page.
  4. 9 September 2024

    Rockfort Markets v FMA Judgment

    Rockfort Markets v FMA Judgment with details of licence cancellation due to Rockfort materially contravening eight of its licence obligations.
  5. 9 September 2024

    Media releases

    The FMA issues media releases on a regular basis to keep the market informed of latest industry news. See a full list of media releases on this page.