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Found 1823 results. Displaying page 8 of 122

1. 7 October 2024

   Report a scam

   If you suspect you have been targeted by an investment or financial scam, report the scam to the FMA.

2. 4 October 2024

   Offers under the FMC Act

   Anyone offering financial products for issue or sale needs to comply with financial markets legislation. The Financial Markets Conduct Act 2013 (FMC Act) defines these people as issuers. See more on how they are defined and other disclosure requirements.

3. 2 October 2024

   Wire transfer guidance for new regulations

   Wire transfer guidance for new regulations

4. 30 September 2024

   FMA letter sent to entities licensed under the Conduct of Financial Institutions regime (CoFI)

   In this letter sent to the chief executives of New Zealand’s financial institutions, FMA executive Director of Regulatory Delivery Clare Bolingford has outlined the genesis of the CoFI regime and the FMA's expectations and supervisory approach when it begins on 31 March 2025.

5. 27 September 2024

   FMA submission on the Finance and Expenditure Committees inquiry into banking competition

   FMA submission on the Finance and Expenditure Committee’s inquiry into banking competition

6. 27 September 2024

   Offers of financial products

   Issuers are involved in first making a financial product available. They include a debt security, an equity security, a managed investment product, and a derivative. View more about offers of financial product and obligations of those offering financial products in New Zealand on this page.

7. 26 September 2024

   Catalist 2024 GOR

   Catalist 2024 for GOR

8. 25 September 2024

   Exemption Notice 2024 - Financial Markets Conduct Spark New Zealand Limited Group

   Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2024

9. 24 September 2024

   KiwiSaver Annual Report 2024

   KiwiSaver Annual Report 2024

10. 16 September 2024

    Financial Institution regulatory returns feedback form

    Financial Institution regulatory returns feedback form

11. 16 September 2024

    Financial Institution regulatory return draft questions

    Financial Institution regulatory return draft questions

12. 16 September 2024

    Financial Institution regulatory returns consultation paper

    Consultation paper: Regulatory returns for financial institution licensees

13. 11 September 2024

    Ethical investing disclosure insights

    This document provides an update on the FMA's supervision of ethical investment disclosure.

14. 10 September 2024

    Understanding Artificial Intelligence in Financial Services

    This report looks at current and future use of artificial intelligence (AI) within the financial services sector.

15. 9 September 2024

    Rockfort Markets v FMA Judgment

    Rockfort Markets v FMA Judgment with details of licence cancellation due to Rockfort materially contravening eight of its licence obligations.