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1. 1 November 2018

   Bank Conduct and Culture Review

   Findings from the 2018 FMA and RBNZ review of conduct and culture in New Zealand retail banks. The overall objective of this review was to understand whether there are widespread conduct and culture issues present in banks in New Zealand.

2. 30 October 2018

   RIS Exemption to enable dual-language product disclosure statements

   RIS: Exemption to enable dual-language product disclosure statements. October 2018

3. 30 October 2018

   Exemption notice - Financial Markets Conduct Asteron Retirement Investment Limited and Asteron Life Limited 2018

   Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

4. 29 October 2018

   Dual language PDS exemption consultation submissions report

   This document includes individual submissions on the proposed exemption to enable dual-language product disclosure statements.

5. 26 October 2018

   Financial Markets Conduct (NZX Listing Rules) - Approval of Rules Notice 2018

   This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).

6. 25 October 2018

   FMA Annual Report 2017 - highlights

   These are highlights from the FMA Annual Report 2018.

7. 25 October 2018

   FMA Annual Report 2018

   FMA Annual Report 2018.

8. 25 October 2018

   Pacific Eagle Capital - Infringement Notice reminder

   Infringement Notice reminder served on Pacific Eagle Capital by the FMA, 25 October 2018.

9. 24 October 2018

   Ease of doing business survey 2018

   The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with. This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.

10. 18 October 2018

    Social Media Campaign 2018 - OIA response

    OIA response, on 18 October 2018, regarding costs surrounding a social media campaign for World Investor Week 2018

11. 11 October 2018

    Exemption notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes 2018

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018

12. 8 October 2018

    Second Samson trial - OIA response

    OIA response to the Second Samson trial. Response dated 8 October 2018

13. 8 October 2018

    Craigs Investment Partners Self Select Schemes Levy Waiver - October 2018

    On 8 October 2018 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).

14. 4 October 2018

    Managed funds

    When you invest in a managed fund, your money is pooled with other investors’ money and is spread across different kinds of investments. A manager chooses how the fund is invested according to the rules set out for each fund and each investor owns a proportion of the total fund. You can invest in a single fund or a mix of funds. Managed funds allow for investment diversity and can be a good investment option. Learn how managed funds work and the different types available.

15. 4 October 2018

    Investment software packages and seminars

    Investment or ‘wealth creation’ software or seminars promising large returns are almost always too good to be true and that ‘opportunity of a lifetime’ may even turn out to be a scam. Understand the risks before you sign up.