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1. 7 December 2015

   151207 Property Syndicate Checklist

   This checklist explains some of the things to consider before you invest in a property syndicate. You should be able to find answers to these questions in the documents you are given that explain the investment.

2. 4 December 2015

   Exemption Notice - Financial Markets Conduct Nitro Corporation Pty Ltd

   Financial Markets Conduct (Nitro Corporation Pty Ltd) Exemption Notice 2015

3. 1 December 2015

   Exemption Notice - Financial Markets Conduct ICAP Brokers Pty Limited and ICAP New Zealand Limited

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2015

4. 30 November 2015

   KVB Kunlun New Zealand Limited Waiver Notice

   KVB Kunlun New Zealand Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

5. 30 November 2015

   ASB Bank Limited Waiver Notice

   ASB Bank Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

6. 25 November 2015

   ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and registered audit firms

   This notice is the Auditor Regulation Act (prescribed minimum standards for Licensed Auditors and Registered Audit firms) amendment notice 2015.

7. 24 November 2015

   Financial Markets Conduct Act - NZX Participant Rules Approval of Market Rules Notice 2015

   This notice allows for NZX to replace the Participant Rules dated 16 April 2015 with the corresponding rules provided to the FMA by NZX on 10 Nove 2015

8. 17 November 2015

   Consultation proposed variations to standard conditions of market services licences

   It aims to seek feedback from FMC Act market service licensees on a proposal requiring the licensees’ governing bodies to declare, annually, they have complied with conditions for their licence. It explains: proposed changes to standard conditions for FMC Act licences.

9. 17 November 2015

   Consultation on annual declaration of compliance for FMC Act licensees

   This consultation is for all individuals or businesses who are FMC Act market service licensees. It aims to:seek feedback from FMC Act market service licensees on a proposal requiring the licensees’ governing bodies to declare, annually, they have complied with conditions for their licence.

10. 17 November 2015

    Exemption Notice - Financial Markets Conduct Coats Group plc Sale Facility

    Financial Markets Conduct (Coats Group plc Sale Facility) Exemption Notice 2015

11. 12 November 2015

    Presentation to Fund Managers Forum on Emerging Themes from Licensing

    Presentation to Fund Managers Forum on Emerging Themes from Licensing at the Fund Managers Forum, 12 November 2015

12. 10 November 2015

    ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms Notice 2012 Consolidated 10 Nov 2015

    Minimum standards and conditions for licensed auditors and registered audit firms notice 2015.

13. 6 November 2015

    Proposed amendments to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012

    The table in this paper summarises the submissions made on our consultation paper on proposed amendments to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012, released in September 2015.

14. 6 November 2015

    Exemption Notice - Financial Markets Conduct Act Garden BidCo Limited

    Financial Markets Conduct Act (Garden BidCo Limited) Exemption Notice 2015.

15. 5 November 2015

    Consultation paper charities debt securities exemption

    We are consulting on whether charities issuing debt securities should be subject to standard Financial Markets Conduct Act 2013 (FMC Act) obligations. The FMC Act requires organisations offering debt securities to disclose certain information and to have a licensed supervisor.