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  2. 12 March 2025

    Working with a financial adviser

    Learn what it's like working with an adviser. All advisers must follow the new Code of professional conduct for Financial Advice Services.

  4. 12 March 2025

    Online Services

    Online Services is a secure portal hosted by the FMA for submitting licence applications and, regulatory and scheme information.

  5. 12 March 2025

    Financial Institutions

    A financial institution is a registered bank, licensed insurer, or licensed non-bank deposit taker (NBDT) that is in the business of providing one or more relevant services. View more about the licensing of Financial Institutions on this page.

  6. 10 March 2025

    Finance professionals

    The business pages provide financial market participants with guidance and information to fulfil ongoing licence and regulatory obligations.

  8. 26 February 2025

    Sales incentive FAQs

    Frequently asked questions about sales incentives under CoFI for financial institutions.

  10. 26 February 2025

    Financial Advice Provider licensing

    Find out who needs a Financial Advice Provider (FAP) licence, what to do before you apply for a licence, how to engage financial advisers, variation to licence forms, how to cancel your licence and the costs involved in applying for a FAP licence.