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Found 1773 results. Displaying page 48 of 119

1. 12 August 2021

   OIAP Referrals to FMA under FSP Act

   OIAP response dated 12 August 2021, Referrals to FMA under FSP Act - Request for statistics relating to referrals to the FMA under the FSP Act 

2. 10 August 2021

   Consultation Proposed financial reporting exemptions for insolvent FMC entities

3. 10 August 2021

   Domain Name Commission Limited - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and the Domain Name Commission Limited

4. 10 August 2021

   Feedback form Proposed financial reporting exemptions for insolvent FMC entities

   Feedback form: Proposed financial reporting exemptions for insolvent FMC entities

5. 5 August 2021

   Online investing platforms

   Online investing platforms enable you to trade shares and other financial products yourself online. They are usually easy to use and often cheaper than a share broker, but you need to be comfortable making your own decisions as you won’t receive advice and often you won’t receive research reports.

6. 2 August 2021

   Online Investing inforgraphic. Based on Kantar Public research of 1900 investors using online investing platforms.

   Online Investing inforgraphic. Based on Kantar Public research of 1900 investors using online investing platforms.

7. 29 July 2021

   CE Expense Disclosure, Gifts for Jan - Jun 2021

   CE Expense Disclosure, Gifts for Jan - Jun 2021

8. 29 July 2021

   CE Expense Disclosure, Hospitality for Jan - Jun 2021

   CE Expense Disclosure, Hospitality for Jan - Jun 2021

9. 29 July 2021

   CE Expense Disclosure, Other for Jan - Jun 2021

   CE Expense Disclosure, Other for Jan - Jun 2021

10. 29 July 2021

    CE Expense Disclosure, Summary for Jan - Jun 2021

    CE Expense Disclosure, Summary for Jan - Jun 2021

11. 29 July 2021

    CE Expense Disclosure, Travel for Jan - Jun 2021

    CE Expense Disclosure, Travel for Jan - Jun 2021

12. 27 July 2021

    Developing cyber resilience for financial advice providers Guidance

    This information sheet assists small and medium-sized financial advice providers (FAPs) with enhancing the security and resilience of their technology systems.

13. 26 July 2021

    AML/CFT enforcement action - OIA request

    OIAP response 26 July 2021 on AMLCFT enforcement action - Requesting information of the sum of AML/CFT enforcement action taken by the FMA

14. 26 July 2021

    Regulators’ discussion on Conduct of Financial Institutions Amendment Bill, Financial Markets Law Conference 2021

    Regulators’ discussion on Conduct of Financial Institutions Amendment Bill, Financial Markets Law Conference, Auckland, 26 July 2021

15. 21 July 2021

    Insurance conduct and culture: Fire and general insurers update PDF

    Findings from our evaluation of New Zealand fre and general insurers’ responses to the 2019 Life Insurer Conduct and Culture review