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1. 9 September 2022

   Consultation paper on proposed Regulatory returns for licensed Class 3 financial advice providers

   Public consultation on the proposed regulatory returns that licensed Class 3 financial advice providers will be required to provide to the FMA

2. 9 September 2022

   Feedback form regulatory returns for licensed Class 3 financial advice providers

   Feedback form for public consultation on the proposed regulatory returns that licensed Class 3 financial advice providers will be required to provide to the FMA

3. 9 September 2022

   Financial Markets Conduct NZX NZ Markets Disciplinary Rules Approval of Rule Change Notice 2022

   This notice is the Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 2022.

4. 9 September 2022

   Proposed annual regulatory return information to be provided by licensed CLASS 3 FAPs to the FMA (questions)

   Proposed annual regulatory return information to be provided by licensed CLASS 3 Financial advice providers (FAPs) to the FMA

5. 5 September 2022

   Everyday finance

   We regulate the conduct of banks and insurance companies. Most financial service providers must be licensed by the Financial Markets Authority. We monitor and enforce their conduct and the standards by which they operate. These pages explain everyday financial services like banking and insurance, what conduct you should expect from them and what to do when things don't go as expected.

6. 5 September 2022

   Directors

   The office of a director carries with it a wide range of ethical, legal and commercial duties and obligations. This page provides a range of guidance and resources to assist directors in their duties in New Zealand.

7. 2 September 2022

   The 5 D’s of DIY investing

   Follow these tried and tested principles to help you navigate DIY investing.

8. 1 September 2022

   Document Library

9. 31 August 2022

   All releases

10. 31 August 2022

    Subscribe to FMA news and alerts

    We provide regular updates on news, warnings, consultation and guidance. Subscribe here.

11. 31 August 2022

    Copyright

    You are welcome to use material from this website as long as its source is acknowledged. Authorisation to use any material on this site that is subject to copyright of a third party must be obtained from the copyright holder. For Silverstripe support, search keyword: xyyxyyxyy

12. 31 August 2022

    Disclaimer

    The Financial Markets Authority does not assume any responsibility for giving legal or other professional advice. If you require legal or expert advice you should seek assistance from a professional adviser.

13. 31 August 2022

    Wisdom House and Yuen Pok (Paul) Loo - Stop Order

    The permanent stop order that applies to Wisdom House Investment Partners Limited and Yuen Pok (Paul) Loo, after they engaged in misleading and dishonest conduct, that the FMA ordered on 31 August 2022.

14. 29 August 2022

    Kalkine New Zealand Limited - Direction Order

    FMA directs Kalkine New Zealand Limited to stop making outgoing sales calls to people in New Zealand following concerns about the entity’s misleading marketing conduct. 10 August 2022.

15. 24 August 2022

    FMA Annual Corporate Plan 2022-2023

    Our Annual Corporate Plan 2022-2023 provides details of the FMA’s priority outcomes and intended programme of work for the financial year.