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  1. 26 January 2022

    Smartshares NZ Dividend Fund (FND2408)

    Smartshares NZ Dividend Fund have been granted a Asia Region Fund Passport (ARFP)
    Tags
    Asia Region Funds Passport Register, Licensed entity, Business
    Type
    Page

  2. 26 January 2022

    First ‘investment passport’ under the ARFP granted to NZ fund manager

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has approved Smartshares Limited as a passport fund under the Asia Region Funds Passport (ARFP).
    Tags
    Asia Region Funds Passport Register, Roles, Media release, Business, Managed investment schemes, News & Insights
    Type
    Page

  3. 25 January 2022

    FMA Annual Report 2021

    Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the 2021 report.
    Tags
    Type
    PDF, Annual report, Corporate publications

  4. 24 January 2022

    FNZ DBG

    FNZ DBG including: FNZ Custodians Limited and FNZ Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  5. 20 January 2022

    Reserve Bank and FMA finalise FMI regulatory framework

    The Reserve Bank of New Zealand – Te Pūtea Matua and the Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko have released their finalised framework for assessing the systemic importance of Financial Market Infrastructures (FMIs) following consultation with industry and stakeholders.
    Tags
    Financial market infrastructures, Regulation, Roles, Media release, Business, News & Insights
    Type
    Page

  6. 19 January 2022

    KiwiSaver Switching Behaviour KiwiSaver Member Stories

    The FMA commissioned PwC’s behavioural science team to examine KiwiSaver switching behaviour during the height of COVID-19 market volatility, with data provided by 11 KiwiSaver providers.
    Tags
    Reports and Papers, KiwiSaver providers, Supervisor, Managed investment schemes, Roles, Business, News & Insights
    Type
    PDF

  8. 12 January 2022

    Statement of Performance Expectations 2016

    The Statement of Performance Expectations (SPE) is one of two documents that set out how we measure our
    future performance and report on the progress of that performance against our performance targets. This is our 2016 report.
    Tags
    Type
    PDF, Statement of Performance Expectations, Corporate publications

  13. 22 December 2021

    Medical Kiwi admits to making false and misleading statements

    Medicinal cannabis company, Medical Kiwi Limited has admitted to breaching the fair dealing provisions of the Financial Markets Conduct Act (FMCA). Read more in the media release from the FMA.
    Tags
    Crowdfunding providers, Roles, Enforceable action, Media release, Business, News & Insights, Enforcement
    Type
    Page

  14. 22 December 2021

    Medical Kiwi Limited - Enforceable Undertaking

    In August 2020, Medical Kiwi offered shares to potential investors via the online crowd funding platform PledgeMe Limited. These undertakings relate to misleading statements by Medical Kiwimade in August 2020 in relation to the Offer.
    Tags
    Enforceable Undertaking, Enforcement
    Type
    PDF

  15. 21 December 2021

    FMA warns against an imposter website allianceholdingslimited.com offering unrealistically high returns

    WARNING: The FMA recommends exercising caution before dealing with allianceholdingslimited.com. The website is offering financial services/products using the company details, without permission, of an incorporated company in New Zealand, Alliance Holdings Limited. The website is not associated with, nor authorised by the New Zealand company.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page