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  1. 1 August 2015

    Investigations and Enforcement Report 2015

    This report highlights the key themes and issues in our investigation and enforcement activity in the year to 30 June 2015. It is intended to provide insight into the work we do, and help businesses and professionals better understand the behaviour we expect.

  10. 13 July 2015

    Electricity Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Electricity Authority

  12. 6 July 2015

    Risk indicators and descriptions of managed funds draft guidance

    In December 2014 we consulted on guidance for calculating risk indicators. After consultations, feedback and subsequent discussions with businesses who have been involved in producing draft product disclosure statements, we believe it would be useful to extend that guidance note to cover additional related matters.

  13. 30 June 2015

    Disclosure of fees paid to auditors by listed issuers

    We have found significant improvements in the disclosure of fees paid to auditors of listed issuers in our 2015 report. This gives users of financial statements an accurate picture of the split of fees for audit and nonaudit services and, together with the additional disclosures we have seen in almost half of the annual report reviewed, allows users to have a better perception of the external auditor’s independence.

  14. 30 June 2015

    User Guide: Annual AML/CFT Report

    The annual report is required by section 60 of New Zealand’s Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (‘the Act’). The annual report applies to activities that are covered by the Act.