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1. 1 December 2012

   Exemption Notice 2012 - Securities Act Kingdom Resources Trust

   Securities Act Kingdom Resources Trust Exemption Notice 2012

2. 27 November 2012

   Exemption Notice 2012 - Securities Act Union Medical Benefits Society Limited

   Securities Act Union Medical Benefits Society Limited Exemption Notice 2012

3. 19 October 2012

   Exemption No 4 2012 - Securities Act Fonterra Co operative Group Limited

   Securities Act Fonterra Co operative Group Limited Exemption No 4 2012

4. 8 October 2012

   Exemption Notice 2012 - Futures Contracts OM Financial Limited

   Futures Contracts OM Financial Limited Exemption Notice 2012

5. 6 October 2012

   Exemption notice 2012 - Securities act tairua marina

   Securities act tairua marina exemption notice 2012

6. 5 October 2012

   New Zealand Institute of Chartered Accountants (NZICA) - MOU

   MOU between FMA and New Zealand Institute of Chartered Accountants (NZICA) signed on 5 October 2012.

7. 5 October 2012

   NZSX/NZDX Listing Rules - Approval of market rules notice 2012

   This notices allows for the NZX to replace the NZSX/NZDX Listing Rules dated 6 Aug 2010 with the NZSX/NZDX Listing Rules dated 5 Oct 2012

8. 1 October 2012

   KiwiSaver Report 2012

   This report also contains the fifth annual summary of statistical returns of KiwiSaver schemes, based on the Annual Returns for the period ended 31 March 2012, lodged by each individual scheme as required by section 125 of the Act.

9. 7 September 2012

   Exemption Notice (No 3) 2012 - Securities Act (Fonterra Co-operative Group Limited)

   Securities Act (Fonterra Co-operative Group Limited) Exemption Notice (No 3) 2012

10. 1 September 2012

    Pre-prospectus publicity - some practical guidance for issuers and their advisers

    This guidance note is intended for issuers of securities, their directors and advisers. It sets out the Financial Markets Authority’s (FMA) view on the boundaries of pre-regulated offer publicity/advertising (also commonly referred to as ‘pre-prospectus publicity’), as required by the Securities Act 1978 (Act) and FMA’s policy on the scope of pre-prospectus publicity it will support by exemption.

11. 30 August 2012

    Notice of market registration - Fonterra Shareholders' Market

    NZX is granted a market registration for the Fonterra Shareholders' Market, this notice comes into force on 30 Aug 2012.

12. 28 August 2012

    MOU between Australian Securities and Investments Commission and FMA

    MOU between Australian Securities and Investments Commission and FMA in relation to assistance and mutual cooperation.

13. 17 August 2012

    KA Trustees and Hanover Finance - Court of Appeal Judgment

    Court of Appeal Judgment issued in favour of the FMA in the case against KA Trustees and Hanover Finance.

14. 30 July 2012

    Expense Disclosure CE jan jun 2012

    CE expense disclosure for the period 1 January 2012 - 30 June 2012.

15. 13 July 2012

    Exemption Notice 2012 - Millennium Capital Management NZ Futures Contracts

    Millennium Capital Management NZ Futures Contracts Exemption Notice 2012