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Found 1820 results. Displaying page 94 of 122

23 August 2016

Exemption notice - Financial Markets Conduct Antipodes Gold Limited

Financial Markets Conduct Exemption Notice 2016: Antipodes Gold Limited.
23 August 2016

Takeovers Panel - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and The Takeovers Panel
19 August 2016

CoFR Financial Markets - Regulatory Charter

New Zealand Council of Financial Regulators: Regulatory Charter
18 August 2016

AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period
15 August 2016

Legislative notices supporting the FMC Act regime

To support businesses implementing the Financial Markets Conduct Act 2013 (FMC Act), the FMA has been working, in consultation with the sector, on various legislative tools such as exemptions, frameworks, methodologies, public accountability notices, and designations (the FMA’s legislative tools). We have also been working with the Ministry of Business, Innovation, and Employment (MBIE) on the amendments to the Financial Markets Conduct Regulations 2014 (FMC Regulations). These tools and regulatory amendments are designed to help businesses and individuals comply with the requirements of the FMC Act regime.
4 August 2016

Review of corporate goverance disclosure 2016

This 2016 report presents our review of corporate governance reporting. We are sharing these findings with companies so they can reflect on their governance practices and disclosures.
1 August 2016

Authorised Financial Advisers in NZ — key findings 2016

This report is a summary of industry trends from AFA information returns 1 July 2013 - 30 June 2015.
30 July 2016

Expense disclosure CE Gifts January June 2016

CE gifts and hospitality disclosure for the period 1 January 2016 - 30 June 2016
30 July 2016

Expense disclosure CE Hospitality January June 2016

CE expenses disclosure for the period 1 January 2016 - 30 June 2016
30 July 2016

Expense disclosure CE January June 2016

CE expenses disclosure for the period 1 January 2016 - 30 June 2016
30 July 2016

Expense disclosure CE Travel January June 2016

CE expenses disclosure for the period 1 January 2016 - 30 June 2016
21 July 2016

Auditor General - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and the Auditor General
8 July 2016

Exemption notice - Financial Markets Conduct Foodstuffs Provident Fund

Financial Markets Conduct Exemption Notice 2016: Foodstuffs Provident Fund.
1 July 2016

Staff and board members gifts and hospitality - OIA response

OIA response, dated 6 July 2018, to a request regarding FMA’s policy surrounding staff and board members accepting gifts and/or hospitality and, a list of any gifts and/or hospitality accepted staff and board members since 1 July 2016.
1 July 2016

AML CFT How to complete your annual CFT user guide 1

This user guide is designed to help financial advisers to complete their annual AML/CFT report (annual report) quickly and easily. It clarifies the questions in the report template that may be open to interpretation and identifies questions that are unlikely to be relevant to small financial adviser businesses. It does not include the questions that don’t need explanation. This guide is current for 2016.