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Found 1783 results. Displaying page 99 of 119

1. 25 August 2015

   Consultation paper scrip offers in takeovers

   This consultation is for businesses and their advisers. It aims to seek views on a proposal not to grant a class exemption from disclosure requirements for offers of financial products made in takeovers.

2. 13 August 2015

   Guide to market misconduct risks for MIS managers

   This information sheet is to help Managed Investment Scheme (MIS) managers understand how to manage market misconduct risks in trading activity.

3. 12 August 2015

   Expectations for and experiences of retirement - research report

   This survey looks at older New Zealanders’ expectations for and experiences of retirement. Research was conducted among those aged 50 years and over, and includes the views of those who are nearing retirement and those who have already retired. The results of the survey were published in 2015.

4. 1 August 2015

   Investigations and Enforcement Report 2015

   This report highlights the key themes and issues in our investigation and enforcement activity in the year to 30 June 2015. It is intended to provide insight into the work we do, and help businesses and professionals better understand the behaviour we expect.

5. 30 July 2015

   Expense disclosure CE Gifts 2015 Jan Jun

   CE gifts and hospitality disclosure for the period 1 January 2015 - 30 June 2015

6. 30 July 2015

   Expense disclosure CE Hospitality 2015 Jan Jun

   CE expenses disclosure for the period 1 January 2015 - 30 June 2015

7. 30 July 2015

   Expense disclosure CE 2015 Jan Jun

   CE expenses disclosure for the period 1 January 2015 - 30 June 2015

8. 28 July 2015

   Exemption Notice - Financial Advisers Courtenay Nominees Limited Transaction Reporting

   Financial Advisers (Courtnenay Nominees Limited Transaction Reporting) Exemption Notice 2015.

9. 28 July 2015

   Exemption Notice - Financial Markets Conduct Act Todd Family Office Limited Transaction Reporting

   Financial Markets Conduct (Todd Family Office Limited Transaction Reporting) Exemption Notice 2015.

10. 27 July 2015

    Arena Capital Limited - Receivers report

    Receivers' First Report into the Receivership of Arena Capital Limited, 24 July 2015.

11. 16 July 2015

    Exemption Notice - Financial Markets Conduct Act Takeovers Panel

    Financial Markets Conduct Act (Takeovers Panel) Exemption Notice 2015.

12. 13 July 2015

    David J Hobbs and Jacqueline Hobbs - Enforceable Undertaking

    Enforceable Undertaking by David Hobbs and Jacqueline Hobbs, July 2015.

13. 13 July 2015

    Electricity Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Electricity Authority

14. 10 July 2015

    Exemption Notice - Financial Markets Conduct Southern Pastures Management Limited

    Financial Markets Conduct (Southern Pastures Management Limited) Exemption Notice 2015

15. 6 July 2015

    Risk indicators and descriptions of managed funds draft guidance

    In December 2014 we consulted on guidance for calculating risk indicators. After consultations, feedback and subsequent discussions with businesses who have been involved in producing draft product disclosure statements, we believe it would be useful to extend that guidance note to cover additional related matters.