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Found 1780 results. Displaying page 94 of 119

1. 18 April 2016

   Exemption notice - Heartland Bank Limited Share Sale Plan

   Financial Markets Conduct Exemption Notice 2016: Heartland Bank Limited Share Sale Plan.

2. 7 April 2016

   Consultation Paper Exemption for small offers of co operative shares

   This consultation is for: co-operative companies, industrial and provident societies, and their respective industry bodies, investors and advisers. It aims to: seek views on our proposals for exemptive relief under the FMC Act for certain offers of cooperative shares.

3. 4 April 2016

   Exemption Notice 2016 - Financial Markets Conduct Todd Family Office Limited Financial Reporting

   Financial Markets Conduct Exemption Notice 2016: Todd Family Office Limited Financial Reporting.

4. 31 March 2016

   31 March 2016 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 March 2016

5. 25 March 2016

   Exemption notice - Financial Markets Conduct Hallmark Life Insurance Company

   Financial Markets Conduct Exemption Notice 2016: Hallmark Life Insurance Company Limited.

6. 24 March 2016

   Exemption Notice 2016 - Financial Markets Conduct AIA International Limited

   Financial Markets Conduct Exemption Notice 2016: AIA International Limited.

7. 24 March 2016

   Exemption notice - Financial Markets Conduct QBE Group

   Financial Markets Conduct Exemption Notice 2016: QBE Group.

8. 22 March 2016

   Response to submissions proposed variations to standard conditions of market services licences

   This document summarises key themes from the 18 written submissions we received following consultation in November and December 2016 on our proposals to vary certain standard conditions for market service licences.

9. 18 March 2016

   Exemption Notice 2016 - Spark New Zealand Limited Group

   Financial Markets Conduct Exemption Notice 2016: Spark New Zealand Limited Group.

10. 17 March 2016

    Exemption Notice 2016 - Financial Markets Conduct Diligent Corporation

    Financial Markets Conduct Exemption Notice 2016: Diligent Corporation.

11. 15 March 2016

    Exemption Notice 2016 - Allianz Australia Insurance Limited

    Financial Markets Conduct Exemption Notice 2016 issued to Allianz Australia Insurance Limited.

12. 11 March 2016

    Exemption Notice - Financial Markets Conduct AMP Wealth Management New Zealand Limited Australian Registers

    Financial Markets Conduct (AMP Wealth Management New Zealand Limited - Australian Registers) Exemption Notice 2016

13. 3 March 2016

    IFIAR Survey of Inspection Findings 2015

    In 2015, the International Forum of Independent Audit Regulators (IFIAR) conducted its fourth annual survey of findings (Survey) identified by its Members in their individual inspections of audit firms affiliated with six large, international audit firmnetworks, referred to as the GPPC networks.

14. 1 March 2016

    Consultation paper Exemptions impacting overseas businesses and restricted schemes 1

    This consultation is for: FMC reporting entities, licensed managers and scheme auditors, overseas banks, licensed independent trustees, restricted scheme managers, advisers and interested parties. It aims to seek feedback on the exemption proposals explained.

15. 25 February 2016

    Performance Fee Disclosure information sheet

    This information sheet outlines how we expect fund managers to disclose performance-based fees to investors.