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Found 1773 results. Displaying page 1 of 119

1. 25 November 2024

   AAI - Settlement agreement FMA and AAI executed

   The FMA has been conducting an investigation into AAI’s discounting practices and no claims bonuses as set out in clause 1.3 (the Investigation).

2. 25 November 2024

   Conduct of Financial Institutions (CoFI) legislation

   CoFI is designed to protect consumers by putting the consumer at the forefront of institutions’ decisions and actions.

3. 12 November 2024

   Disputes and consumer protection

   The Banking Ombudsman investigates and resolves disputes between customers and their banks. They also deal with complaints about a range of non-bank financial service providers. The Reserve Bank of New Zealand is the prudential supervisor of banks and insurance companies.

4. 11 November 2024

   Audit Quality Monitoring Report 2017

   Audit Quality Monitoring Report 1 July 2016 – 30 June 2017

5. 11 November 2024

   Audit Quality Monitoring report 2013

   Audit Quality Review Report For the year ended 30 June 2013

6. 11 November 2024

   Audit Quality Monitoring report 2014

   Audit Quality Review Report 1 July 2013 – 30 June 2014

7. 11 November 2024

   Audit Quality Monitoring report 2015

   AUDIT QUALITY ANNUAL REVIEW 1 July 2014 – 30 June 2015

8. 11 November 2024

   Audit Quality Monitoring report 2016

   Audit Quality – Monitoring Report 1 July 2015 – 30 June 2016

9. 11 November 2024

   Audit Quality Monitoring Report 2018

   Audit Quality Monitoring Report 1 July 2017 – 30 June 2018

10. 11 November 2024

    Audit Quality Monitoring Report 2019

    Audit Quality Monitoring Report 1 July 2018 – 30 June 2019

11. 11 November 2024

    Audit Quality Monitoring Report 2020

    Audit Quality MONITORING REPORT 1 JULY 2019 - 30 JUNE 2020

12. 11 November 2024

    Audit Quality Monitoring Report 2021

    Audit Quality Monitoring Report 1 July 2020 – 30 June 2021

13. 8 November 2024

    Expired exemptions

    Find a full list of expired exemptions that relate to the Financial markets Conduct and Securities Act here.

14. 6 November 2024

    Exemption Notice 2024 - Financial Markets Conduct (Conduct of Financial Institutions The New India Assurance Company Limited)

    Financial Markets Conduct (Conduct of Financial Institutions The New India Assurance Company Limited) Exemption Notice 2024

15. 31 October 2024

    Market Cleanliness Report 2024

    This research examines the cleanliness of the New Zealand equity market since 2004.