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Found 1753 results. Displaying page 18 of 117

  2. 5 July 2023

    Validus - Stop Order

    FMA makes permanent stop order against Validus after appeal is dismissed in the High Court.

  4. 30 June 2023

    Offers under the FMC Act

    Anyone offering financial products for issue or sale needs to comply with financial markets legislation. The Financial Markets Conduct Act 2013 (FMC Act) defines these people as issuers. See more on how they are defined and other disclosure requirements.

  5. 30 June 2023

    Accredited bodies

    Accredited bodies are organisations permitted under the ARAct to license auditors and register audit firms. View the definition of accredited bodies along with their obligations and minimum standards on this page.

  7. 27 June 2023

    Statement of Performance Expectations 2023 to 2024

    This SPE sets out our financial forecast for the financial year 1 July 2023 to 30 June 2024. It is prepared in line with the Crown Entities Act 2004 and should be read together with the FMA’s Statement of Intent 2021-2024.

  10. 27 June 2023

    NZX Obligations Review 2023

    Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2022.

  11. 27 June 2023

    Staff Statistics OIA

    OIA request for Statistics on Staff salaries, turnover and diversity.

  12. 26 June 2023

    CoFI intermediated distribution submissions report

    Submissions report: Proposed guidance on CoFI intermediated distribution. Collation of written feedback received as part of the FMA’s public consultation on the proposed CoFI (Conduct of Financial Institutions) guidance note on intermediated distribution.

  13. 26 June 2023

    CoFI Intermediated Distribution guidance note

    CoFI guidance note: Intermediated distribution. This guidance note is for financial institutions. It gives guidance on the FMA’s expectations when financial institutions distribute products and services through intermediaries.