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1. 4 October 2023

   Consultation on green bonds and other responsible investment products

   This consultation seeks issuer and investor input on green bonds and other responsible investment products that expressly take into account environmental, social, and/or governance considerations.

2. 4 October 2023

   CRD record keeping summary of key themes

   Climate related disclosure record keeping summary of key themes.

3. 4 October 2023

   Guidance for keeping proper climate related disclosure records

   This guidance note is for entities that have climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013. It is intended to help climate reporting entities (CREs) meet their statutory requirement to keep proper climate-related disclosure records at all times.

4. 3 October 2023

   Compliance approach

   FMA takes a risk-based approach to our monitoring and surveillance activities, meaning we prioritise resources to those participants or practices that present the greatest risk to fair, efficient and transparent financial markets.

5. 30 September 2023

   Consultation paper proposed guidance on scheme wind ups

   FMA is considering guidance for Supervisors and (where there is no Supervisor) Managers of registered schemes on the requirements in section 212 (Initial steps in winding up of registered scheme) and section 213 (Winding-up report) of the Financial Markets Conduct Act 2013 (FMC Act).

6. 30 September 2023

   Feedback form FMA scheme winding up guidance

   Consultation feedback form: FMA scheme winding up guidance.

7. 29 September 2023

   Consultation paper Proposed liquidity risk management guidance

   Consultation: Proposed liquidity risk management guidance.

8. 29 September 2023

   Feedback form Liquidity risk management

   Feedback form of Liquidity risk management draft guidance.

9. 28 September 2023

   Catalist market operator obligations review 2023

   Findings from the FMA’s review of how well Catalist is meeting its licensed market operator obligations, for the period 1 April 2022 to 31 March 2023.

10. 28 September 2023

    Market operators

    A financial product market is a facility where financial products are bought or sold, or where offers or invitations to buy or sell financial products are made. Find the compliance, licensing and registration obligations and NZX notices on this page.

11. 27 September 2023

    Financial Reporting Council - MOURA

    Financial Reporting Council Memorandum of Understanding of reciprocal arrangements (MOURA)

12. 26 September 2023

    NZX Listing Rules Amendment Notice NZX Capital Raising settings amendments

    NZX Listing Rules Amendment Notice NZX Capital Raising settings amendments

13. 25 September 2023

    Rowan Charles Kearns Judgment

    Rowan Kearns Judgment.

14. 21 September 2023

    Trustee and Nominee exemptions

    The Trustee Corporations and Nominee Companies which have notified FMA that they have opted in to this exemption are listed here.

15. 20 September 2023

    KiwiSaver Annual Report 2023

    The KiwiSaver Annual Report 2023 summarises our activities as a regulator relating to KiwiSaver during the reporting previous financial year.