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1. 26 October 2023

   Releases from the Minister

   The FMA reports to the Minister of Commerce and Consumer Affairs. View the latest press releases from the Minister of Commerce and Consumer Affairs on the Beehive.govt.nz website.

2. 18 October 2023

   Exemption Notice - Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023

   The Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023 provides an exemption for issuers of financial products who wish to provide their PDS in both te reo Māori and English, providing relief from the requirements in the FMC Regulations relating to the prescribed length limits and, if necessary, some prescribed statements and formatting.

3. 14 October 2023

   Exemption Notice 2023 Financial Markets Conduct Craigs Investment Partners Self Select Schemes

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2023

4. 12 October 2023

   Unregistered businesses

   The FMA publishes the names of unregistered businesses that have been reported as offering financial services to New Zealanders.

5. 5 October 2023

   Lessons learned from the Barry Kloogh Ponzi scheme

   This report covers the FMA's enquiries into the regulator settings and practices of financial services used by Barry Kloogh to commit fraud.

6. 4 October 2023

   Consultation on green bonds and other responsible investment products

   This consultation seeks issuer and investor input on green bonds and other responsible investment products that expressly take into account environmental, social, and/or governance considerations.

7. 4 October 2023

   CRD record keeping summary of key themes

   Climate related disclosure record keeping summary of key themes.

8. 4 October 2023

   Guidance for keeping proper climate related disclosure records

   This guidance note is for entities that have climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013. It is intended to help climate reporting entities (CREs) meet their statutory requirement to keep proper climate-related disclosure records at all times.

9. 3 October 2023

   Compliance approach

   FMA takes a risk-based approach to our monitoring and surveillance activities, meaning we prioritise resources to those participants or practices that present the greatest risk to fair, efficient and transparent financial markets.

10. 30 September 2023

    Consultation paper proposed guidance on scheme wind ups

    FMA is considering guidance for Supervisors and (where there is no Supervisor) Managers of registered schemes on the requirements in section 212 (Initial steps in winding up of registered scheme) and section 213 (Winding-up report) of the Financial Markets Conduct Act 2013 (FMC Act).

11. 30 September 2023

    Feedback form FMA scheme winding up guidance

    Consultation feedback form: FMA scheme winding up guidance.

12. 29 September 2023

    Consultation paper Proposed liquidity risk management guidance

    Consultation: Proposed liquidity risk management guidance.

13. 29 September 2023

    Feedback form Liquidity risk management

    Feedback form of Liquidity risk management draft guidance.

14. 28 September 2023

    Catalist market operator obligations review 2023

    Findings from the FMA’s review of how well Catalist is meeting its licensed market operator obligations, for the period 1 April 2022 to 31 March 2023.

15. 28 September 2023

    Market operators

    A financial product market is a facility where financial products are bought or sold, or where offers or invitations to buy or sell financial products are made. Find the compliance, licensing and registration obligations and NZX notices on this page.