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Found 1783 results. Displaying page 42 of 119

1. 27 April 2022

   Exemption Notice - Financial Markets Conduct Plus500AU Pty ltd 2022Ltd

   Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2022

2. 22 April 2022

   2022 23 Letter of expectation

   Annual letter of expectation from the Minister 2022-2-23

3. 22 April 2022

   Exemption Notice - Financial Markets Conduct Berkshire Hathaway Specialty Insurance Company

   This notice is the Financial Markets Conduct Act (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2022.

4. 31 March 2022

   31 March 2022 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for period ending 31 March 2022

5. 31 March 2022

   31 March 2022 Disclose Register MIS fund updates

   Disclose Register MIS fund updates for 31 March 2022

6. 31 March 2022

   Du Val Capital Partners Ltd - Judgment

   Judgement in the case against Du Val Capital Partners Ltd

7. 28 March 2022

   The One Management GP Limited and James Law Realty - Interim Stop Order

   FMA issued an interim stop order to The One Management GP Limited and James Law Realty regarding an offer in relation to The One in Longhorn Partnership Fund (‘the Fund’), which is only open to wholesale investors, including eligible investors. 28 March 2022

8. 25 March 2022

   Zhongyang (Sean) Meng and Jiashun (Sam) Qian - Judgment

   JUDGMENT: Zhongyang (Sean) Meng and Jiashun (Sam) Qian have been ordered to pay pecuniary penalties of $180,000 and $130,000 respectively for market manipulation and disclosure breaches involving Oceania Natural Limited (ONL) shares.

9. 23 March 2022

   Consultation paper Class exemptions for small co operatives and irrigation companies

10. 23 March 2022

    Feedback form Class exemptions for small co operatives and irrigation companies

11. 23 March 2022

    Conflicts of interest - OIA request

    OIA regarding conflicts of interest.

12. 22 March 2022

    Review of credit card repayment insurance products

    OIA request regarding Review of credit card repayment insurance products

13. 18 March 2022

    Impact of Russia Sanctions on AML/CFT reporting entities

    An update from the three AML/CFT Act supervisors to reporting entities on what is required of them under the Russia Sanctions Act 2022.

14. 17 March 2022

    Whistleblowing information - OIA request

    OIA request regarding whistleblowing information.

15. 15 March 2022

    Exemption Notice - Financial Markets Conduct JP Morgan Chase Bank N.A.

    This notice is the Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2022.