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Found 6572 results. Displaying page 437 of 439

1. 21 February 2005

   South Pacific Energy Limited and Calgary Petroleum

   South Pacific and Calgary offered undertakings to the Securities Commission after Commissions concern that they may have offered securities to the public in contravention of the Securities Act. The undertakings will ensure that no such breaches occur in the future. Read more.

   Tags

   Enforceable undertaking, Powers, Enforcement

   Type

   Page

2. 19 November 2004

   Securities Act (Employer Superannuation Schemes)

   Securities Act (Employer Superannuation Schemes) expired exemption notice on 2016-11-30
   

   Tags

   Exemptions, Business

   Type

   Page

3. 29 October 2004

   Securities Act (Overseas Employee Share Purchase Schemes)

   Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 27 August 2004

   Securities Act (Crown Wholesale Debt Securities)

   Securities Act (Crown Wholesale Debt Securities) expired exemption notice 2016 Nov 30

   Tags

   Exemptions, Business

   Type

   Page

5. 30 July 2004

   Securities Act (Group Investment Index Funds)

   Securities Act (Group Investment Index Funds) expired exemption on 2017-09-30
   

   Tags

   Exemptions, Business

   Type

   Page

6. 23 July 2004

   Securities Act (Employer Superannuation Schemes)

   Securities Act (Employer Superannuation Schemes) expired exemption notice on 2014 July 31.
   

   Tags

   Exemptions, Business

   Type

   Page

7. 11 June 2004

   Securities Act (Group Investment Index Funds)

   Securities Act (Group Investment Index Funds) expired exemption notice

   Tags

   Exemptions, Business

   Type

   Page

8. 26 March 2004

   Securities Act (Overseas Employee Share Purchase Schemes)

   Securities Act (Overseas Employee Share Purchase Schemes) expired exempton notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 16 March 2004

   Corporate Governance in New Zealand – Principles and Guidelines

   Principles and Guidelines of Corporate Governance in New Zealand. A handbook for Directors; Executives and Advisers.

   Tags

   Directors, Governance, Roles, Business, FMA

   Type

   PDF, Resource

10. 20 February 2004

    China Securities Regulatory Commission - Bilateral MOU

    Bilateral MOU with China securities regulatory commission

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

11. 20 February 2004

    Indonesia Capital Market Supervisory Authority - Bilateral MOU

    Bilateral MOU with Indonesia capital market supervisory authority

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

12. 20 February 2004

    Malaysia Securities Commission - Bilateral MOU

    Bilateral MOU With Malaysia securities commission

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

13. 12 December 2003

    Securities Act (Overseas Employee Share Purchase Schemes)

    Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 19 November 2003

    Securities Act (Overseas Employee Share Purchase Schemes)

    Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 28 March 2003

    Securities Act (Overseas Employee Share Purchase Schemes)

    Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page