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Found 6560 results. Displaying page 410 of 438

1. 23 December 2011

   Securities Act (The NP Equity Group Limited)

   Securities Act (The NP Equity Group Limited) - expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 22 December 2011

   Securities Act (Argosy Property Limited)

   Securities Act (Argosy Property Limited) - expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 22 December 2011

   Exemption notice - Securities Act Argosy Property Limited 2011

   Securities Act Exemption notice - Argosy Property Limited 2011

   Tags

   Type

   PDF, Exemption notice, Expired

4. 21 December 2011

   FMA advises investors who receive unsolicited offers for their shares or other securities to seek advice

   FMA asked VonWin Capital Management L.P. and Stock & Share Trading Company Pty Ltd for an enforceable undertaking and to include a statement provided by FMA at the beginning of any unsolicited offer they send to investors to ensure they make an informed decision. Read more.

   Tags

   Media release, News & Insights

   Type

   Page

5. 21 December 2011

   VonWin Capital Management L.P. and Stock & Share Trading Company Pty Ltd

   FMA warns investors to take caution before accepting any unsolicited offers from VonWin Capital Management L.P. and Stock & Share Trading Company Pty Ltd. Read more.

   Tags

   Suspected scam, Scams

   Type

   Page

6. 21 December 2011

   Securities Act (Westpac Banking Corporation – Australian Bank Accounts)

   Securities Act (Westpac Banking Corporation – Australian Bank Accounts) - expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 21 December 2011

   Stock & Share Trading Company Pty Ltd

   FMA asked Stock & Share Trading Company Pty Ltd for an enforceable undertaking and issued warning disclosure order to include FMA warning letter with any unsolicited offer they make to ensure investors make an informed decision. Read more.

   Tags

   Enforceable undertaking, Powers, Enforcement

   Type

   Page

8. 21 December 2011

   VonWin Capital Management, L.P.

   FMA asked VonWin for an enforceable undertaking and to include a statement provided by FMA at the beginning of any offer they send to Irongate bondholders to ensure they make an informed decision. Read more.

   Tags

   Enforceable undertaking, Powers, Enforcement

   Type

   Page

9. 20 December 2011

   Securities Act (Directors’ Certificates—Collective Investment Schemes)

   Securities Act (Directors’ Certificates—Collective Investment Schemes) - expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 20 December 2011

    Securities Act (Multiple Participants Superannuation Schemes)

    Securities Act (Multiple Participants Superannuation Schemes) - expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 20 December 2011

    Securities Act (Translated Advertisements)

    Securities Act (Translated Advertisements) - expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 15 December 2011

    FMA to file civil proceedings against directors and promoters of the Hanover group

    The Financial Markets Authority announced that it proposes to file civil proceedings against directors and promoters of Hanover Finance Ltd, Hanover Capital Ltd, and United Finance Ltd in 2012. Read more.

    Tags

    Media release, Cases, News & Insights, Enforcement

    Type

    Page

13. 15 December 2011

    Securities Act (Meridian Energy Limited)

    Securities Act (Meridian Energy Limited) - expired exemption notice 2016 Nov 30

    Tags

    Exemptions, Business

    Type

    Page

14. 13 December 2011

    FMA announces full repayment of funds for Kiwi Finance investors

    The Financial Markets Authority announced that debenture investors in Kiwi Finance Ltd will receive full reimbursement and are to be repaid approximately $1.2 million. Read more.

    Tags

    Media release, Cases, News & Insights, Enforcement

    Type

    Page

15. 13 December 2011

    Kiwi Finance - Enforceable Undertaking

    Enforceable Undertaking offered by Kiwi Finance Directors on 13 December 2011.

    Tags

    Enforceable Undertaking, Enforcement

    Type

    PDF