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  2. 6 May 2016

    Exemption notice - IAG Ltd

    Financial Markets Conduct Exemption Notice 2016: Insurance Australia Group Limited.
    Tags
    Exemptions, Business
    Type
    PDF

  3. 6 May 2016

    Exemption Notice APN

    Financial Markets Conduct Exemption Notice 2016: APN News & Media Limited.
    Tags
    Exemptions, Business
    Type
    PDF

  4. 4 May 2016

    United Global Holdings Limited, trading as FX United

    We have received reports that United Global Holdings Limited, trading as FX United, has been falsely claiming that the FMA has endorsed the company as being legitimate and highly regulated.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 4 May 2016

    FX Unitied

    United Global Holdings Limited, trading as FX United, has been falsely claiming that the FMA has endorsed the company as being legitimate and highly regulated.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 3 May 2016

    Milford Funds Limited

    Milford Funds Limited, FSP36001, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  7. 3 May 2016

    FMA issues formal warning to Craigs

    The Financial Markets Authority (FMA) has today issued a formal warning to Craigs Investment Partners Limited (Craigs) under section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the AML/CFT Act).
    Tags
    AML/CFT, Roles, Media release, Business, News & Insights
    Type
    Page

  8. 3 May 2016

    Craigs Investment Partners Limited

    The FMA conducted an investigation into potential breaches of the Anti-Money
    Laundering and Countering Financing of Terrorism Act 2009 in relation
    to Craigs. Read more.
    Tags
    AML/CFT, Roles, Formal warning, Powers, AML/CFT formal warning, Business, Enforcement
    Type
    Page

  9. 2 May 2016

    Lifetime Asset Management Limited

    Lifetime Asset Management Limited, FSP469326, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  10. 2 May 2016

    Craigs - Settlement Agreement

    Craigs and FMA Settlement agreement,following an investigation into potential breaches of Anti-Money Laundering and Countering Financing of Terrorism Act 2009 in relation to Craigs. 2 May 2016.
    Tags
    Investigations, Settlement, Enforcement
    Type
    PDF

  12. 1 May 2016

    Exemption notice - Craigs DIMS

    Financial Markets Conduct Exemption Notice 2016: Craigs Investment Partners Limited Contingency DIMS.
    Tags
    Exemptions, Business
    Type
    PDF